Home FCA Handbook REC REC 5 REC 5.1 Introduction and legal background
You are viewing REC 5.1 Introduction and legal background as of . REC 5.1 Introduction and legal background was last updated on 30/04/2021.

REC 5.1 Introduction and legal background

01/04/2013G

A body corporate or an unincorporated association may apply to the FCA for recognition as a UK recognised body under sections 287 (Application by an investment exchange) or 288 (Application by a clearing house) of the Act.

30/04/2021G

A UK RIE may apply to the FCA for recognition as a RAP under regulation 2 of the RAP regulations.

01/04/2013G

This chapter sets out guidance for UK applicants and for UK entities which are considering making an application. Guidance for applicants and prospective applicants for ROIE status is given in REC 6.