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REC 5.1 Introduction and legal background

REC 5.1.1G

A body corporate or an unincorporated association may apply to the FCA2 for recognition as a UK recognised body under sections 287 (Application by an investment exchange) or 288 (Application by a clearing house) of the Act.

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REC 5.1.1AG

1A UK RIE may apply to the FCA2 for recognition as an RAP under regulation 2 of the RAP regulations.

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REC 5.1.2G

This chapter sets out guidance for UK applicants and for UK entities which are considering making an application. Guidance for applicants and prospective applicants for ROIE2 status is given in REC 6.

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