Latest News, Updates and Changes
sub-consolidated basis
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 8th December 2023
sub-consolidated basis
219 (in relation to a group to which the UK CRR applies) has the meaning given in Article 4(1)(49) of the UK CRR .
SYSC TP 12 Updates to the dual-regulated firms Remuneration Code transitional provision
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 8th December 2023
SYSC TP 12 Updates to the dual-regulated firms Remuneration Code transitional provision
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SYSC 19D Annex 1 Detailed provisions on voiding and recovery (SYSC 19D.3.66R and SYSC 19D.3.67R)
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 8th December 2023
SYSC 19D Annex 1 Detailed provisions on voiding and recovery (SYSC 19D.3.66R and SYSC 19D.3.67R)
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FCA 2023/40: Senior Management Arrangements, Systems and Controls Instrument 2023
This instrument was made in the last month.
Publish Date: 5th December 2023
FCA 2023/40: Senior Management Arrangements, Systems and Controls Instrument 2023
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sustainability characteristics
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
sustainability characteristics
218 environmental or social characteristics.
sustainability objective
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
sustainability objective
218 a statement of intention to undertake activities with the aim of directly or indirectly improving or pursuing positive environmental and/or social outcomes.
pre-contractual materials
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
pre-contractual materials
220 (in ESG ) one of the following (as applicable): (1) a prospectus ; or (2) (if not within (1)) in relation to a full-scope UK AIFM , the prior disclosure of information required by FUND 3.2.2R .
sustainability label
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
sustainability label
218 any of the labels that are listed at ESG 4.1.1R(1) .
relevant digital medium
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
relevant digital medium
222 (in ESG ) a firm’s website and any mobile application or other digital medium that the firm may be using in relation to a sustainability product .
pre-contractual disclosure
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
pre-contractual disclosure
220 a disclosure produced under ESG 5.3 in respect of a sustainability product .
sustainability in-scope business
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
sustainability in-scope business
218 the following activities, as set out in more detail in ESG 3.1.2R : (1) managing a UK UCITS ; and (2) managing an AIF which is a UK AIF .
feeder fund
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
feeder fund
148 (in ESG ) any of the following: (1) a feeder AIF ; (2) a feeder LTAF ; (3) a feeder NURS ; or (4) a feeder UCITS .
master fund
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
master fund
163 (in ESG ) any of the following: (1) a master AIF ; (2) a master UCITS ; (3) a qualifying master scheme or a single sub-fund of a qualifying master scheme that is an umbrella ; or (4) a qualifying…
sustainability entity report
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
sustainability entity report
218 (in ESG ) a public report regarding the overall assets managed by a manager in relation to its sustainability in-scope business , produced in accordance with ESG 5.6 .
consumer-facing disclosure
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
consumer-facing disclosure
275 a disclosure produced under ESG 5.2 in respect of a sustainability product .
theory of change
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
theory of change
115 (in ESG ) a comprehensive description and illustration of how and why a desired change is expected to occur in a particular context.
Global Reporting Initiative Standards
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
Global Reporting Initiative Standards
80 the revised Universal Standards 2021 (in effect from 1 January 2023).
public product-level sustainability report
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
public product-level sustainability report
220 a report comprising Part A (where applicable) and Part B, produced in accordance with ESG 5.5.1R to ESG 5.5.12R in respect of the following insofar as it is a sustainability product : (1) an autho…
ESG 5.1 Preparation of sustainability disclosures
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
ESG 5.1 Preparation of sustainability disclosures
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ESG 1A.1 Application of ESG 2
This piece of Handbook content was changed by an instrument this month.
Effective Date: 28th November 2023
ESG 1A.1 Application of ESG 2
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