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  • sub-consolidated basis

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 8th December 2023

    sub-consolidated basis

    219 (in relation to a group to which the UK CRR applies) has the meaning given in Article 4(1)(49) of the UK CRR .

  • SYSC TP 12 Updates to the dual-regulated firms Remuneration Code transitional provision

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 8th December 2023

    SYSC TP 12 Updates to the dual-regulated firms Remuneration Code transitional provision

  • SYSC 19D Annex 1 Detailed provisions on voiding and recovery (SYSC 19D.3.66R and SYSC 19D.3.67R)

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 8th December 2023

    SYSC 19D Annex 1 Detailed provisions on voiding and recovery (SYSC 19D.3.66R and SYSC 19D.3.67R)

  • FCA 2023/40: Senior Management Arrangements, Systems and Controls Instrument 2023

    This instrument was made in the last month.

    Publish Date: 5th December 2023

    FCA 2023/40: Senior Management Arrangements, Systems and Controls Instrument 2023

  • sustainability characteristics

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    sustainability characteristics

    218 environmental or social characteristics.

  • sustainability objective

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    sustainability objective

    218 a statement of intention to undertake activities with the aim of directly or indirectly improving or pursuing positive environmental and/or social outcomes.

  • pre-contractual materials

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    pre-contractual materials

    220 (in ESG ) one of the following (as applicable): (1) a prospectus ; or (2) (if not within (1)) in relation to a full-scope UK AIFM , the prior disclosure of information required by FUND 3.2.2R .

  • sustainability label

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    sustainability label

    218 any of the labels that are listed at ESG 4.1.1R(1) .

  • relevant digital medium

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    relevant digital medium

    222 (in ESG ) a firm’s website and any mobile application or other digital medium that the firm may be using in relation to a sustainability product .

  • pre-contractual disclosure

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    pre-contractual disclosure

    220 a disclosure produced under ESG 5.3 in respect of a sustainability product .

  • sustainability in-scope business

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    sustainability in-scope business

    218 the following activities, as set out in more detail in ESG 3.1.2R : (1) managing a UK UCITS ; and (2) managing an AIF which is a UK AIF .

  • feeder fund

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    feeder fund

    148 (in ESG ) any of the following: (1) a feeder AIF ; (2) a feeder LTAF ; (3) a feeder NURS ; or (4) a feeder UCITS .

  • master fund

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    master fund

    163 (in ESG ) any of the following: (1) a master AIF ; (2) a master UCITS ; (3) a qualifying master scheme or a single sub-fund of a qualifying master scheme that is an umbrella ; or (4) a qualifying…

  • sustainability entity report

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    sustainability entity report

    218 (in ESG ) a public report regarding the overall assets managed by a manager in relation to its sustainability in-scope business , produced in accordance with ESG 5.6 .

  • consumer-facing disclosure

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    consumer-facing disclosure

    275 a disclosure produced under ESG 5.2 in respect of a sustainability product .

  • theory of change

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    theory of change

    115 (in ESG ) a comprehensive description and illustration of how and why a desired change is expected to occur in a particular context.

  • Global Reporting Initiative Standards

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    Global Reporting Initiative Standards

    80 the revised Universal Standards 2021 (in effect from 1 January 2023).

  • public product-level sustainability report

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    public product-level sustainability report

    220 a report comprising Part A (where applicable) and Part B, produced in accordance with ESG 5.5.1R to ESG 5.5.12R in respect of the following insofar as it is a sustainability product : (1) an autho…

  • ESG 5.1 Preparation of sustainability disclosures

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    ESG 5.1 Preparation of sustainability disclosures

  • ESG 1A.1 Application of ESG 2

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th November 2023

    ESG 1A.1 Application of ESG 2