Latest News, Updates and Changes
founding shareholder
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 10th August 2021
founding shareholder
138 as defined in LR 5.6.18BR .
public shareholder
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 10th August 2021
public shareholder
203 as defined in LR 5.6.18BR .
FCA 2021/29: Listing Rules (Special Purpose Acquisition Companies) Instrument 2021
This instrument was made in the last month.
Publish Date: 27th July 2021
FCA 2021/29: Listing Rules (Special Purpose Acquisition Companies) Instrument 2021
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FCA 2021/30: Insurance Distribution (Professional Indemnity Insurance (Limits of Indemnity)) Instrument 2021
This instrument was made in the last month.
Publish Date: 23rd July 2021
FCA 2021/30: Insurance Distribution (Professional Indemnity Insurance (Limits of Indemnity)) Instrument 2021
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FCA 2021/27: Fees (Pre-paid Funeral Plan) Instrument 2021
This instrument was made in the last month.
Publish Date: 23rd July 2021
FCA 2021/27: Fees (Pre-paid Funeral Plan) Instrument 2021
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FCA 2021/31: Consumer Credit (High-Cost Short-Term Credit Refinancing and Peer-To-Peer Lending Information Sheets) Instrument 2021
This instrument was made in the last month.
Publish Date: 23rd July 2021
FCA 2021/31: Consumer Credit (High-Cost Short-Term Credit Refinancing and Peer-To-Peer Lending Information Sheets) Instrument 2021
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FCA 2021/28: Fees and Decision-Making (Cancellation of Permission) Instrument 2021
This instrument was made in the last month.
Publish Date: 23rd July 2021
FCA 2021/28: Fees and Decision-Making (Cancellation of Permission) Instrument 2021
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SYSC 28A.1 Application
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
SYSC 28A.1 Application
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FPCOB 15.3 Core capital resources requirement
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 15.3 Core capital resources requirement
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FPCOB 15.4 Capital resources: relevant accounting principles
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 15.4 Capital resources: relevant accounting principles
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FPCOB 15.5 Core capital resources requirement for funeral plan provision activities
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 15.5 Core capital resources requirement for funeral plan provision activities
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FPCOB 15.6 Core capital resources requirement for a firm that only undertakes funeral plan distribution activity
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 15.6 Core capital resources requirement for a firm that only undertakes funeral plan distribution activity
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FPCOB 14.1 Application and purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 14.1 Application and purpose
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FPCOB 15.7 Core capital resources requirement for a firm carrying on other regulated activity
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 15.7 Core capital resources requirement for a firm carrying on other regulated activity
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FPCOB 15.10 Systems, strategies, processes and reviews
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 15.10 Systems, strategies, processes and reviews
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FPCOB 15.8 Calculation of annual income
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 15.8 Calculation of annual income
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FPCOB 15.11 Action for damages
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 15.11 Action for damages
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SYSC 28A.2 Good repute
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
SYSC 28A.2 Good repute
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FPCOB 15.1 Application and purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 15.1 Application and purpose
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SYSC 28A.3 Record keeping requirements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
SYSC 28A.3 Record keeping requirements
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