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  • Non-legal changes document 2019

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 4th October 2019

    Non-legal changes document 2019

  • FCA 2019/86: Overdrafts (Information and Tools) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 2nd October 2019

    FCA 2019/86: Overdrafts (Information and Tools) Instrument 2019

  • FIIA

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2020

    FIIA

    128 a fund investing in inherently illiquid assets .

  • fund investing in inherently illiquid assets

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2020

    fund investing in inherently illiquid assets

    128 a non-UCITS retail scheme which satisfies the conditions in (1), (2) and (3): (1) either: (a) the investment objectives and policy published in the instrument constituting the fund and the prospec…

  • inherently illiquid asset

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2020

    inherently illiquid asset

    168 an asset which is: (1) an immovable; (2) an investment in an infrastructure project; (3) a transferable security (within paragraph (2) of that definition) that is neither: (a) a government and pub…

  • FCA 2019/90: Funds Investing in Illiquid Assets Instrument 2019

    This instrument was made in the last month.

    Publish Date: 30th September 2019

    FCA 2019/90: Funds Investing in Illiquid Assets Instrument 2019

  • FCA 2019/88: Mortgages (Regulatory Reporting) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 30th September 2019

    FCA 2019/88: Mortgages (Regulatory Reporting) Instrument 2019

  • FCA 2019/87: Waiver Application Form (Amendments) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 27th September 2019

    FCA 2019/87: Waiver Application Form (Amendments) Instrument 2019

  • FCA 2019/89: Reporting of Changes to the Management Body (FCA-Authorised Firms) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 27th September 2019

    FCA 2019/89: Reporting of Changes to the Management Body (FCA-Authorised Firms) Instrument 2019

  • FCA 2019/85: Handbook Administration (No 51) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 27th September 2019

    FCA 2019/85: Handbook Administration (No 51) Instrument 2019

  • Glossary pop-up: new feature

    Publish Date: 10th August 2019

    Glossary pop-up: new feature The pop up window that appears whenever an italicised glossary term is clicked on has been enhanced. The pop-up window now contains two tabs: Content - which contains the…

  • Change of sender address for FCA Handbook website update alerts

    Publish Date: 10th August 2019

    Change of sender address for FCA Handbook website update alerts FCA Handbook website users should note that if they have set up a My FCA account online to receive alerts when sections of the FCA Handb…

  • Note regarding Chapter 5C

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    Note regarding Chapter 5C

  • CONC 5C.4 Impact of changes to charging structures

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.4 Impact of changes to charging structures

  • CONC 5D.4 Monitoring repeat use strategies

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.4 Monitoring repeat use strategies

  • CONC 5D.5 Reporting on repeat use of overdrafts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.5 Reporting on repeat use of overdrafts

  • CONC 5C.1 Application and purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.1 Application and purpose

  • CONC 5D.1 Purpose and application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.1 Purpose and application

  • CONC 5D.2 Obligation to identify and monitor repeat use of overdrafts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.2 Obligation to identify and monitor repeat use of overdrafts

  • CONC 5C.5 Interpretation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.5 Interpretation