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  • founding shareholder

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th August 2021

    founding shareholder

    138 as defined in LR 5.6.18BR .

  • public shareholder

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th August 2021

    public shareholder

    203 as defined in LR 5.6.18BR .

  • FCA 2021/29: Listing Rules (Special Purpose Acquisition Companies) Instrument 2021

    This instrument was made in the last month.

    Publish Date: 27th July 2021

    FCA 2021/29: Listing Rules (Special Purpose Acquisition Companies) Instrument 2021

  • FCA 2021/30: Insurance Distribution (Professional Indemnity Insurance (Limits of Indemnity)) Instrument 2021

    This instrument was made in the last month.

    Publish Date: 23rd July 2021

    FCA 2021/30: Insurance Distribution (Professional Indemnity Insurance (Limits of Indemnity)) Instrument 2021

  • FCA 2021/27: Fees (Pre-paid Funeral Plan) Instrument 2021

    This instrument was made in the last month.

    Publish Date: 23rd July 2021

    FCA 2021/27: Fees (Pre-paid Funeral Plan) Instrument 2021

  • FCA 2021/31: Consumer Credit (High-Cost Short-Term Credit Refinancing and Peer-To-Peer Lending Information Sheets) Instrument 2021

    This instrument was made in the last month.

    Publish Date: 23rd July 2021

    FCA 2021/31: Consumer Credit (High-Cost Short-Term Credit Refinancing and Peer-To-Peer Lending Information Sheets) Instrument 2021

  • FCA 2021/28: Fees and Decision-Making (Cancellation of Permission) Instrument 2021

    This instrument was made in the last month.

    Publish Date: 23rd July 2021

    FCA 2021/28: Fees and Decision-Making (Cancellation of Permission) Instrument 2021

  • SYSC 28A.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    SYSC 28A.1 Application

  • FPCOB 15.3 Core capital resources requirement

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 15.3 Core capital resources requirement

  • FPCOB 15.4 Capital resources: relevant accounting principles

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 15.4 Capital resources: relevant accounting principles

  • FPCOB 15.5 Core capital resources requirement for funeral plan provision activities

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 15.5 Core capital resources requirement for funeral plan provision activities

  • FPCOB 15.6 Core capital resources requirement for a firm that only undertakes funeral plan distribution activity

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 15.6 Core capital resources requirement for a firm that only undertakes funeral plan distribution activity

  • FPCOB 14.1 Application and purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 14.1 Application and purpose

  • FPCOB 15.7 Core capital resources requirement for a firm carrying on other regulated activity

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 15.7 Core capital resources requirement for a firm carrying on other regulated activity

  • FPCOB 15.10 Systems, strategies, processes and reviews

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 15.10 Systems, strategies, processes and reviews

  • FPCOB 15.8 Calculation of annual income

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 15.8 Calculation of annual income

  • FPCOB 15.11 Action for damages

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 15.11 Action for damages

  • SYSC 28A.2 Good repute

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    SYSC 28A.2 Good repute

  • FPCOB 15.1 Application and purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 15.1 Application and purpose

  • SYSC 28A.3 Record keeping requirements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    SYSC 28A.3 Record keeping requirements