Latest News, Updates and Changes
FCA 2019/72: Buy Now Pay Later Instrument 2019
This instrument was made in the last month.
Publish Date: 12th June 2019
FCA 2019/72: Buy Now Pay Later Instrument 2019
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SRD
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 10th June 2019
SRD
179 the Shareholder Rights Directive .
proxy advisor
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 10th June 2019
proxy advisor
179 a legal person that analyses, on a professional and commercial basis, the corporate disclosure and, where relevant, other information of listed companies, with a view to informing investors’ votin…
engagement policy
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 10th June 2019
engagement policy
137 (1) (in SYSC 3.4 ) as defined in SYSC 3.4.4R(1)(a) . (2) (in COBS 2.2B ) as defined in COBS 2.2B.5R(1)(a) .
Note regarding Chapter 5C
This piece of Handbook content was changed by an instrument this month.
Effective Date: 18th December 2019
Note regarding Chapter 5C
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SRD asset manager
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 10th June 2019
SRD asset manager
179 (1) an investment firm that provides portfolio management services to investors; (2) an AIFM that is not a small AIFM ; or (3) the operator of a UCITS . [Note: article 1(2)(f) of SRD ]…
CONC 5C.4 Impact of changes to charging structures
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th April 2020
CONC 5C.4 Impact of changes to charging structures
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CONC 5D.4 Monitoring repeat use strategies
This piece of Handbook content was changed by an instrument this month.
Effective Date: 18th December 2019
CONC 5D.4 Monitoring repeat use strategies
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CONC 5D.5 Reporting on repeat use of overdrafts
This piece of Handbook content was changed by an instrument this month.
Effective Date: 18th December 2019
CONC 5D.5 Reporting on repeat use of overdrafts
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CONC 5C.1 Application and purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th April 2020
CONC 5C.1 Application and purpose
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SRD institutional investor
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 10th June 2019
SRD institutional investor
179 (1) an undertaking carrying out activities of life assurance within the meaning of points (a), (b) and (c) of article 2(3) of Directive 2009/138/EC of the European Parliament and of the Council, a…
CONC 5D.1 Purpose and application
This piece of Handbook content was changed by an instrument this month.
Effective Date: 18th December 2019
CONC 5D.1 Purpose and application
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CONC 5D.2 Obligation to identify and monitor repeat use of overdrafts
This piece of Handbook content was changed by an instrument this month.
Effective Date: 18th December 2019
CONC 5D.2 Obligation to identify and monitor repeat use of overdrafts
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CONC 5C.5 Interpretation
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th April 2020
CONC 5C.5 Interpretation
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SYSC 3.4 SRD requirements
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 10th June 2019
SYSC 3.4 SRD requirements
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CONC 5D.3 Interventions to be taken in the case of repeat users
This piece of Handbook content was changed by an instrument this month.
Effective Date: 18th December 2019
CONC 5D.3 Interventions to be taken in the case of repeat users
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COBS 2.2B SRD requirements
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 10th June 2019
COBS 2.2B SRD requirements
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CONC 5C.2 Charges for overdrafts to be interest rates
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th April 2020
CONC 5C.2 Charges for overdrafts to be interest rates
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CONC 5C.3 Interest rates for unarranged overdrafts to be no more than the interest rates for arranged overdrafts
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th April 2020
CONC 5C.3 Interest rates for unarranged overdrafts to be no more than the interest rates for arranged overdrafts
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FCA 2019/68: Shareholder Rights Directive (Asset Managers and Insurers) Instrument 2019
This instrument was made in the last month.
Publish Date: 7th June 2019
FCA 2019/68: Shareholder Rights Directive (Asset Managers and Insurers) Instrument 2019
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