Latest News, Updates and Changes
SUP 1A.3 The FCA's approach to supervision
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 24th April 2019
SUP 1A.3 The FCA's approach to supervision
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FCA 2019/67: Supervision Manual (Supervisory Principles Amendment) Instrument 2019
This instrument was made in the last month.
Publish Date: 24th April 2019
FCA 2019/67: Supervision Manual (Supervisory Principles Amendment) Instrument 2019
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FCA 2019/57: Financial Conduct Authority Technical Standards (Bank Recovery and Resolution Directive) (EU Exit) Instrument 2019
This instrument was made in the last month.
Publish Date: 18th April 2019
FCA 2019/57: Financial Conduct Authority Technical Standards (Bank Recovery and Resolution Directive) (EU Exit) Instrument 2019
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FCA 2019/59: Financial Conduct Authority Technical Standards (Financial Conglomerates Directive) (EU Exit) Instrument 2019
This instrument was made in the last month.
Publish Date: 18th April 2019
FCA 2019/59: Financial Conduct Authority Technical Standards (Financial Conglomerates Directive) (EU Exit) Instrument 2019
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FCA 2019/64: Technical Standards (Markets in Financial Instruments Directive) (EU Exit) (No 3) Instrument 2019
This instrument was made in the last month.
Publish Date: 18th April 2019
FCA 2019/64: Technical Standards (Markets in Financial Instruments Directive) (EU Exit) (No 3) Instrument 2019
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FCA 2019/65: Technical Standards (European Market Infrastructure Regulation) (EU Exit) (No 3) Instrument 2019
This instrument was made in the last month.
Publish Date: 18th April 2019
FCA 2019/65: Technical Standards (European Market Infrastructure Regulation) (EU Exit) (No 3) Instrument 2019
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FCA 2019/66: Technical Standards (European Market Infrastructure Regulations) (EU Exit) (No 4) Instrument 2019
This instrument was made in the last month.
Publish Date: 18th April 2019
FCA 2019/66: Technical Standards (European Market Infrastructure Regulations) (EU Exit) (No 4) Instrument 2019
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Glossary pop-up: new feature
Publish Date: 16th April 2019
Glossary pop-up: new feature The pop up window that appears whenever an italicised glossary term is clicked on has been enhanced. The pop-up window now contains two tabs: Content - which contains the…
FCA 2019/58: Financial Conduct Authority Technical Standards (Capital Requirements Directive and Regulation) (EU Exit) Instrument 2019
This instrument was made in the last month.
Publish Date: 11th April 2019
FCA 2019/58: Financial Conduct Authority Technical Standards (Capital Requirements Directive and Regulation) (EU Exit) Instrument 2019
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enterprise
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2019
enterprise
135 any person engaged in an economic activity, irrespective of legal form, including, in particular: (a) self-employed persons and family businesses engaged in craft or other activities; and (b) part…
relevant existing claims management complaint
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2019
relevant existing claims management complaint
190 a complaint in respect of which the Financial Ombudsman Service has jurisdiction by operation of article 69(1) of the Financial Services and Markets Act 2000 (Claims Management Activity) Order 201…
claims management fee cap
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2019
claims management fee cap
228 the provisions in sections 29 and 31of the Financial Guidance and Claims Act 2018 (see CMCOB 5 ).
relevant claims management complaint
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2019
relevant claims management complaint
190 a relevant existing claims management complaint or a relevant new claims management complaint .
relevant new claims management complaint
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2019
relevant new claims management complaint
190 a complaint in respect of which the Financial Ombudsman Service has jurisdiction by operation of article 70(1) of the Financial Services and Markets Act 2000 (Claims Management Activity) Order 201…
claims management client money rules
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2019
claims management client money rules
228 the rules and guidance in CASS 13 .
claims management client money distribution rules
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2019
claims management client money distribution rules
228 the rules and guidance in CASS 13.11 .
CASS 13 claims management firm
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2019
CASS 13 claims management firm
228 a firm that is subject to the rules and guidance in CASS 13 .
engage in claims management activity
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2019
engage in claims management activity
132 (as defined in section 21(10A) of the Act ) (Restrictions on financial promotion)) enter or offer to enter into an agreement the making or performance of which by either party constitutes a contro…
CASS 13.1 Application
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2019
CASS 13.1 Application
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CAPR GR
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2019
CAPR GR
228 the General Rules of the Claims Management Regulation Conduct of Authorised Persons Rules 2018 (effective on 1 April 2018).
