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  • FCA 2018/3: Client Assets (Term Deposits) Instrument 2018

    This instrument was made in the last month.

    Publish Date: 22nd January 2018

    FCA 2018/3: Client Assets (Term Deposits) Instrument 2018

  • FCA 2018/2: Conduct of Business Sourcebook (Projections) (Amendment No 2) Instrument 2018

    This instrument was made in the last month.

    Publish Date: 19th January 2018

    FCA 2018/2: Conduct of Business Sourcebook (Projections) (Amendment No 2) Instrument 2018

  • BCOBS 7.4 Replacing a debit card

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.4 Replacing a debit card

  • BCOBS 7.5 Availability of certain services and helplines

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.5 Availability of certain services and helplines

  • BCOBS 7.6 Publication of information about major operational or security incidents, and complaints information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.6 Publication of information about major operational or security incidents, and complaints information

  • BCOBS 7.7 Publication of information about current accounts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.7 Publication of information about current accounts

  • BCOBS 7.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.1 Application

  • BCOBS 7.2 What information is to be published and how is it to be measured?

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.2 What information is to be published and how is it to be measured?

  • BCOBS 7.3 Account opening information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.3 Account opening information

  • BCOBS 7 Annex 1 Publication of information in a specified format

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7 Annex 1 Publication of information in a specified format

  • protected debt management business

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    protected debt management business

    160 debt management activities which are covered by the compensation scheme , as set out in COMP 5.8.1R .

  • enhanced reporting investment

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    enhanced reporting investment

    122 any investment subject to a restriction on retail distribution under the FCA’s rules , as summarised in COBS 9.3.5G(1) .

  • direct sales of structured deposits

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    direct sales of structured deposits

    114 the sale by a firm with permission for accepting deposits of its own structured deposits .

  • intermediation of structured deposits

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    intermediation of structured deposits

    154 (in COMP and FEES 6 ) any of the following: (1) direct sales of structured deposits ; (2) in relation to structured deposits : (a) advising on investments ; or (b) dealing in investments as agent…

  • COMP 5.8 Protected debt management business

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    COMP 5.8 Protected debt management business

  • COMP 3.1 Application and Purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    COMP 3.1 Application and Purpose

  • FEES TP 18 Transitional provisions relating to changes to the FSCS levy arrangements taking effect in 2018/19

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    FEES TP 18 Transitional provisions relating to changes to the FSCS levy arrangements taking effect in 2018/19

  • COMP 12A.1 Trustees and pension schemes

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    COMP 12A.1 Trustees and pension schemes

  • COMP INTRO 1 Foreword

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2018

    COMP INTRO 1 Foreword

  • COBS 18.8A OPS firms

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 2nd April 2018

    COBS 18.8A OPS firms