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  • Non-legal changes document 2018

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 3rd August 2018

    Non-legal changes document 2018

  • CONC 5.1 Application [deleted]

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2018

    CONC 5.1 Application [deleted]

  • CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2018

    CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

  • CONC 5.5A Creditworthiness assessment: P2P agreements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2018

    CONC 5.5A Creditworthiness assessment: P2P agreements

  • CONC 5.2A Creditworthiness assessment

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2018

    CONC 5.2A Creditworthiness assessment

  • IPID

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    IPID

    160 insurance product information document .

  • primary place of business

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    primary place of business

    167 (in relation to insurance distribution activity ) the location from where the main business is managed.

  • IPID information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    IPID information

    160 (in ICOBS ) the IDD information to be included in the IPID as required by ICOBS 6 Annex 3R , paragraph 2.1R.

  • relevant details

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    relevant details

    183 for a UK firm exercising an EEA right derived from the IDD , the details listed in regulation 17D of the EEA Passport Rights Regulations .

  • insurance product information document

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    insurance product information document

    160 the standardised presentation format as specified in the IDD IPID Regulation and in ICOBS 6 Annex 3R paragraph 1.1R.

  • insurance distributor

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    insurance distributor

    160 an insurance intermediary or insurer . [Note: article 2(1)(8) of the IDD ]…

  • customer’s best interests rule

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    customer’s best interests rule

    223 ICOBS 2.5.-1R .

  • IDD insurance undertaking

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    IDD insurance undertaking

    160 an undertaking as defined in article 13(1) of the Solvency II Directive . [Note: article 2(1)(6) of the IDD ]…

  • IDD reinsurance undertaking

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    IDD reinsurance undertaking

    160 an undertaking as defined in article 13(4) of the Solvency II Directive . [Note: article 2(1)(7) of the IDD ]…

  • protected non-investment insurance distribution

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    protected non-investment insurance distribution

    167 insurance distribution activities which are covered by the compensation scheme, as defined in COMP 5.7.1R .

  • ICOBS 6.6 Means of communication

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 6.6 Means of communication

  • IDD reinsurance intermediary

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    IDD reinsurance intermediary

    160 any natural or legal person, other than an IDD reinsurance undertaking or its employees who, for remuneration , takes up or pursues the activity of reinsurance distribution . [Note: article 2(1)(5…

  • IDD insurance intermediary

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    IDD insurance intermediary

    160 (a) as defined in article 2(1)(3) of the IDD , any natural or legal person, other than an IDD insurance undertaking or an IDD reinsurance undertaking or their employees and other than an IDD ancil…

  • SYSC 28.1 Minimum knowledge, ability and good repute requirements for carrying out insurance distribution activities

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SYSC 28.1 Minimum knowledge, ability and good repute requirements for carrying out insurance distribution activities

  • SYSC 28.3 Good repute

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SYSC 28.3 Good repute