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  • FCA 2017/25: Conduct of Business Sourcebook (Adviser Charging for Vertically Integrated Firms) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 28th April 2017

    FCA 2017/25: Conduct of Business Sourcebook (Adviser Charging for Vertically Integrated Firms) Instrument 2017

  • FCA 2017/26: Insurance Act 2015 (Consequential Amendments) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 28th April 2017

    FCA 2017/26: Insurance Act 2015 (Consequential Amendments) Instrument 2017

  • Non-legal changes

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 7th April 2017

    Non-legal changes

  • OTF

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd April 2017

    OTF

    85 (in relation to FEES 3 ), organised trading facility .

  • DTR 6 Annex 1 Classes and sub-classes of regulated information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2017

    DTR 6 Annex 1 Classes and sub-classes of regulated information

  • FEES TP 15 Transitional Provisions for the MiFID II Order

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd April 2017

    FEES TP 15 Transitional Provisions for the MiFID II Order

  • FEES TP 14 Transitional provisions relating to FEES 4 for benchmark administrators and recognised investment exchanges

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2017

    FEES TP 14 Transitional provisions relating to FEES 4 for benchmark administrators and recognised investment exchanges

  • organised trading facility

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd April 2017

    organised trading facility

    85 (in relation to FEES 3 ), (in accordance with article 3(1) of the Regulated Activities Order ): (a) an organised trading facility (within the meaning of article 4(1)(23) of MiFID II ) operated by a…

  • operating an organised trading facility

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd April 2017

    operating an organised trading facility

    85 (in relation to FEES 3 ), the regulated activity in article 25DA of the Regulated Activities Order , which is in summary, the operation of an organised trading facility on which non-equity MiFID in…

  • FCA 2017/18: [FCA Instrument Number Not Used]

    This instrument was made in the last month.

    Publish Date: 31st March 2017

    FCA 2017/18: [FCA Instrument Number Not Used]

  • FCA 2017/15: Financial Services Compensation Scheme (Management Expenses Levy Limit 2017/2018) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 31st March 2017

    FCA 2017/15: Financial Services Compensation Scheme (Management Expenses Levy Limit 2017/2018) Instrument 2017

  • FCA 2017/14: Fees (Miscellaneous Amendments) (No 10) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 31st March 2017

    FCA 2017/14: Fees (Miscellaneous Amendments) (No 10) Instrument 2017

  • FCA 2017/16: Fees (Payment Systems Regulator) Instrument (No 3) 2017

    This instrument was made in the last month.

    Publish Date: 31st March 2017

    FCA 2017/16: Fees (Payment Systems Regulator) Instrument (No 3) 2017

  • FCA 2017/20: Fees (MiFID 2 Application Fees) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 31st March 2017

    FCA 2017/20: Fees (MiFID 2 Application Fees) Instrument 2017

  • FCA 2017/17: Supervision Manual (Reporting No 4) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 31st March 2017

    FCA 2017/17: Supervision Manual (Reporting No 4) Instrument 2017

  • FOS 2017/2: Fees Manual (Financial Ombudsman Service Case Fees 2017/18) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 31st March 2017

    FOS 2017/2: Fees Manual (Financial Ombudsman Service Case Fees 2017/18) Instrument 2017

  • FCA 2017/19: Disclosure Guidance and Transparency Rules Sourcebook (Miscellaneous Amendments) (No 2) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 31st March 2017

    FCA 2017/19: Disclosure Guidance and Transparency Rules Sourcebook (Miscellaneous Amendments) (No 2) Instrument 2017

  • FCA 2017/13: Training and Competence Sourcebook (Qualification Time Limits and Qualifications Amendments) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 31st March 2017

    FCA 2017/13: Training and Competence Sourcebook (Qualification Time Limits and Qualifications Amendments) Instrument 2017

  • cash-only lifetime ISA

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 6th April 2017

    cash-only lifetime ISA

    211 a lifetime ISA which can include only those qualifying investments prescribed in paragraphs 8(2)(a), (b), (h), (j) and (n) to (q) of the ISA Regulations .

  • lifetime ISA government withdrawal charge

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 6th April 2017

    lifetime ISA government withdrawal charge

    72 has the meaning given to “withdrawal charge” in paragraph 9(4) of Schedule 1 to the Savings (Government Contributions) Act 2016.