Handbook Forms and Templates

1 - 20 of 592 items.

Filter by:

Type

Tip: use double quotes to find an exact phrase, eg, Form A can be found by searching for “Form A” or “SUP 10A Annex 4”

  • Annual questionnaire for authorised professional firms

    Chapter: 16 Annex 9R

    Effective Date: 1st October 2018

  • Waiver - Application Form

    Chapter: 8 Annex 2D

    Effective Date: 1st October 2018

  • Guidance notes for completion of annual questionnaire for authorised professional firms in SUP 16 Annex 9R

    Chapter: SUP 16 Annex 9AG

    Effective Date: 1st October 2018

  • Short Form A – Large non-directive insurers only

    Chapter: 10A Annex 4D

    Effective Date: 1st October 2018

  • Short Form A – Solvency II firms only

    Chapter: 10A Annex 4D

    Effective Date: 1st October 2018

  • Form E - Internal transfer of an approved person (small non-directive insurers only)

    Chapter: 10A Annex 8D

    Effective Date: 1st October 2018

  • Short Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only

    Chapter: 10C Annex 2D

    Effective Date: 1st October 2018

  • Long Form A – EEA Relevant Authorised Persons only

    Chapter: 10C Annex 2D

    Effective Date: 1st October 2018

  • Form E - Internal transfer of an approved person (for large non-directive insurers only)

    Chapter: 10A Annex 8D

    Effective Date: 1st October 2018

  • Long Form A – UK and Overseas Firms (not Incoming EEA)

    Chapter: 10A

    Effective Date: 1st October 2018

  • Form E - Internal transfer of an approved person

    Chapter: 10A

    Effective Date: 1st October 2018

  • Long Form A – Incoming EEA only

    Chapter: 10A

    Effective Date: 1st October 2018

  • RMAR

    Chapter: 16 Annex 18AR

    Effective Date: 1st October 2018

  • Passporting Notification of intention to provide cross border services in another EEA state INSURANCE DISTRIBUTION DIRECTIVE

    Chapter: 13 Annex 5R

    Effective Date: 1st October 2018

  • Passporting: Notification of intention to establish a branch in another EEA state

    Chapter: 13 Annex 1R

    Effective Date: 1st October 2018

  • Form E - Internal transfer of an approved person (for Solvency II firms only)

    Chapter: 10A Annex 8D

    Effective Date: 1st October 2018

  • Short Form A – UK and Overseas Firms (not Incoming EEA)

    Chapter: 10A

    Effective Date: 1st October 2018

  • Long Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only

    Chapter: 10C Annex 2D

    Effective Date: 1st October 2018

  • Add an appointed representative or tied agent form

    Chapter: 12 annex 3

    Effective Date: 1st October 2018

  • Variation of Permission (VOP) Application Home Finance Mediation and General Insurance Distribution Activities

    Chapter: 6 Annex 5D

    Effective Date: 1st October 2018