Note: Documents marked as 'Superseded' on this page may be superseded, deleted or no longer in force.
Displaying 1 - 20 of 839 Forms
UK Alternative Investment Fund Managers (UK AIFM) material change notification
  • Module: SUP
  • Provision: SUP 15 annex 6c
  • Effective Date: 01/02/2027
  • Published Date: 23/10/2026
UK AIFM new fund under management notification
  • Module: SUP
  • Provision: sup 15 annex 6a
  • Effective Date: 01/02/2027
  • Published Date: 23/10/2026
Notice of sub-threshold AIFM exceeding AUM limit
  • Module: SUP
  • Provision: SUP 15 annex 6d
  • Effective Date: 01/02/2027
  • Published Date: 23/10/2026
SEF and RVECA management and marketing notifications
  • Module: SUP
  • Provision: SUP 15 annex 6f
  • Effective Date: 01/02/2027
  • Published Date: 23/10/2026
Notice of AIFM delegation
  • Module: FUND
  • Provision: FUND 3 annex 2
  • Effective Date: 01/02/2027
  • Published Date: 23/10/2026
Guidance notes for FIN073 (‘Baseline Financial Resilience Report’
  • Module: SUP
  • Provision: 16 Annex 54G
  • Effective Date: 01/10/2026
  • Published Date: 25/09/2026
FIN073 - Baseline Financial Resilience Report
  • Module: SUP
  • Provision: 16 Annex 53R
  • Effective Date: 01/10/2026
  • Published Date: 25/09/2026
Notification under MIFIDPRU 3.6A.6R(2) of the intended reduction in own funds instruments where a condition in MIFIDPRU 3.6A.7R applies
  • Module: MIFIDPRU
  • Provision: MIFIDPRU 3 Annex 5R
  • Effective Date: 31/07/2026
  • Published Date: 31/07/2026
Application form to provide the service of ARM and/or APA and/or CTP
  • Module: MAR
  • Provision: MAR 9 Annex 1
  • Effective Date: 31/07/2026
  • Published Date: 31/07/2026
Yearly notification form for a Data Reporting Service Provider (DRSP)
  • Module: MAR
  • Provision: MAR 9 Annex 8
  • Effective Date: 31/07/2026
  • Published Date: 31/07/2026
Complaints Return (DISP 1 Ann 1R)Superseded
  • Module: DISP
  • Provision: 1 Annex 1R
  • Effective Date: 15/07/2026
  • Published Date: 11/02/2026
Guidance notes for data items in SUP 16 Annex 24R
  • Module: SUP
  • Provision: 16 Annex 25G
  • Effective Date: 06/04/2026
  • Published Date: 27/02/2026
Financial resources for Securities and Futures Firms which are not MiFID Investment Firms
  • Module: IPRUINV
  • Provision: Chapter 3
  • Effective Date: 06/04/2026
  • Published Date: 27/02/2026
MIFIDPRU_9_Annex_2G_20260406
  • Module: MIFIDPRU
  • Provision: 9 Annex 2G
  • Effective Date: 06/04/2026
  • Published Date: 27/02/2026
REP016
  • Module: SUP
  • Provision: 16 Annex 43A
  • Effective Date: 06/04/2026
  • Published Date: 27/02/2026
Complaints Return (DISP 1 Ann 1R)
  • Module: DISP
  • Provision: 1 Annex 1R
  • Effective Date: 06/04/2026
  • Published Date: 27/02/2026
REP015
  • Module: SUP
  • Provision: 16 Annex 43A
  • Effective Date: 06/04/2026
  • Published Date: 27/02/2026
Application under MIFIDPRU 3.3A.3R(1)(a) for permission to classify an issuance of capital instruments as common equity tier 1 (CET1) capital
  • Module: MIFIDPRU
  • Provision: 3 Annex 2R
  • Effective Date: 01/04/2026
  • Published Date: 15/10/2025
Composition of regulatory own funds
  • Module: MIFIDPRU
  • Provision: 8 Annex 1R
  • Effective Date: 01/04/2026
  • Published Date: 15/10/2025
MIFIDPRU_9_Annex_2G_20260401Superseded
  • Module: MIFIDPRU
  • Provision: 9 Annex 2G
  • Effective Date: 01/04/2026
  • Published Date: 15/10/2025