Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

CONRED Sch 2 Notification requirements

CONRED Sch 2.1G

Handbook reference

Matters to be notified

Contents of notification

Trigger event

Time allowed

1CONRED 2.4.9R

Information on the total number of scheme cases; opted-in scheme cases, and investments in Arch cru funds

(1) total number of scheme cases;

(2) The number of such investments resulting from the regulated activities for a customer in CONRED 2.1.3R; and the number of such investments falling outside the scheme with an explanation of the reason why, in each case;

(3) the total number of opted-in scheme cases.

None: notification required in all cases

Until 29 July 2013

CONRED 2.9.2R

Information on the number of opted-in scheme cases; completed and incomplete templates and the results of such; the total number of redress cases; the total number of redress determinations sent to consumers; the total number of consumers paid redress and the amount of such; and the total amount of redress unpaid to date.

(1) the total number of opted-in scheme cases;

(2) the total number of completed templates;

(3) the total number of incomplete templates, with an explanation as to why the templates have not been completed;

(4) the total number of redress cases;

(5) the total number of redress determinations sent to consumers;

(6) the total number of consumers paid redress to date;

(7) the total amount of redress paid to date; and

(8) the total amount of redress unpaid to date.

None: notification required in all cases

Until 9 December 2013