Latest News, Updates and Changes
BCOBS 2.2 The fair, clear and not misleading rule
This piece of Handbook content was changed by an instrument this month.
Effective Date: 18th December 2019
BCOBS 2.2 The fair, clear and not misleading rule
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BCOBS 2.2 The fair, clear and not misleading rule
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st August 2019
BCOBS 2.2 The fair, clear and not misleading rule
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SUP 16.13 Reporting under the Payment Services Regulations
This piece of Handbook content was changed by an instrument this month.
Effective Date: 14th September 2019
SUP 16.13 Reporting under the Payment Services Regulations
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COBS 19.4 Open market options
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2019
COBS 19.4 Open market options
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BCOBS 2.1 Purpose and Application: Who and what?
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st August 2019
BCOBS 2.1 Purpose and Application: Who and what?
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SYSC 1 Annex 1 Detailed application of SYSC
This piece of Handbook content was changed by an instrument this month.
Effective Date: 9th December 2019
SYSC 1 Annex 1 Detailed application of SYSC
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DTR 1B.1 Application and purpose (Corporate governance)
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 10th June 2019
DTR 1B.1 Application and purpose (Corporate governance)
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COBS 4.5 Communicating with retail clients (non-MiFID provisions)
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th May 2019
COBS 4.5 Communicating with retail clients (non-MiFID provisions)
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LR 16.4 Requirements with continuing application
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 10th June 2019
LR 16.4 Requirements with continuing application
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COBS 4.7 Direct offer financial promotions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 9th December 2019
COBS 4.7 Direct offer financial promotions
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COBS 13.4 Contents of a key features illustration
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th April 2020
COBS 13.4 Contents of a key features illustration
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COBS 13 Annex 2 Projections
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th April 2020
COBS 13 Annex 2 Projections
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COBS 18.9 ICVCs
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 10th June 2019
COBS 18.9 ICVCs
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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th April 2020
COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals
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COBS 10.2 Assessing appropriateness: the obligations
This piece of Handbook content was changed by an instrument this month.
Effective Date: 9th December 2019
COBS 10.2 Assessing appropriateness: the obligations
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SYSC 4.3 Responsibility of senior personnel
This piece of Handbook content was changed by an instrument this month.
Effective Date: 9th December 2019
SYSC 4.3 Responsibility of senior personnel
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PRIN 3.1 Who?
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st August 2019
PRIN 3.1 Who?
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COBS 14.2 Providing product information to clients
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th April 2020
COBS 14.2 Providing product information to clients
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DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 6th June 2019
DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments
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COBS 1 Annex 1 Application (see COBS 1.1.2R)
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 10th June 2019
COBS 1 Annex 1 Application (see COBS 1.1.2R)
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