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  • BCOBS 2.2 The fair, clear and not misleading rule

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    BCOBS 2.2 The fair, clear and not misleading rule

  • BCOBS 2.2 The fair, clear and not misleading rule

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    BCOBS 2.2 The fair, clear and not misleading rule

  • SUP 16.13 Reporting under the Payment Services Regulations

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 14th September 2019

    SUP 16.13 Reporting under the Payment Services Regulations

  • COBS 19.4 Open market options

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2019

    COBS 19.4 Open market options

  • BCOBS 2.1 Purpose and Application: Who and what?

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    BCOBS 2.1 Purpose and Application: Who and what?

  • SYSC 1 Annex 1 Detailed application of SYSC

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 1 Annex 1 Detailed application of SYSC

  • DTR 1B.1 Application and purpose (Corporate governance)

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    DTR 1B.1 Application and purpose (Corporate governance)

  • COBS 4.5 Communicating with retail clients (non-MiFID provisions)

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th May 2019

    COBS 4.5 Communicating with retail clients (non-MiFID provisions)

  • LR 16.4 Requirements with continuing application

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    LR 16.4 Requirements with continuing application

  • COBS 4.7 Direct offer financial promotions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    COBS 4.7 Direct offer financial promotions

  • COBS 13.4 Contents of a key features illustration

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    COBS 13.4 Contents of a key features illustration

  • COBS 13 Annex 2 Projections

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    COBS 13 Annex 2 Projections

  • COBS 18.9 ICVCs

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    COBS 18.9 ICVCs

  • COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

  • COBS 10.2 Assessing appropriateness: the obligations

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    COBS 10.2 Assessing appropriateness: the obligations

  • SYSC 4.3 Responsibility of senior personnel

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 4.3 Responsibility of senior personnel

  • PRIN 3.1 Who?

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    PRIN 3.1 Who?

  • COBS 14.2 Providing product information to clients

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    COBS 14.2 Providing product information to clients

  • DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 6th June 2019

    DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments

  • COBS 1 Annex 1 Application (see COBS 1.1.2R)

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    COBS 1 Annex 1 Application (see COBS 1.1.2R)