Latest News, Updates and Changes
client
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2019
client
(A) in the PRA Handbook : 151 (1) (except 38 in PROF 47 and except 97 in relation to a 41 home finance transaction 41 52 14 17 52 ) 52 has the meaning given in COBS 3.2 , that is (in summary and witho…
firm
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2019
firm
(1) 99 an authorised person , but not a professional firm unless it is an authorised professional firm (see also GEN 2.2.18 R for the position of an authorised partnership or unincorporated associatio…
customer
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st August 2019
customer
(A) in the PRA Rulebook : 223 151 (1) (except in 52 relation to 52 17 70 ICOBS 70 , MCOB 3 and CASS 5 17 ) a client who is not 52 an eligible counterparty for the relevant purposes 52 . 14 3 (2) (in 5…
PRIN 1.1 Application and purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st August 2019
PRIN 1.1 Application and purpose
…
private person
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st August 2019
private person
(1) except in relation to a rule made under section 137A of the Act as applied by Schedule 3 to the Electronic Money Regulations or Schedule 6 to the Payment Services Regulations , 178 (as defined in…
client
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st August 2019
client
(A) in the PRA Handbook : 151 (1) (except 38 in PROF 47 and except 97 in relation to a 41 home finance transaction 41 52 14 17 52 ) 52 has the meaning given in COBS 3.2 , that is (in summary and witho…
firm
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st August 2019
firm
(1) 99 an authorised person , but not a professional firm unless it is an authorised professional firm (see also GEN 2.2.18 R for the position of an authorised partnership or unincorporated associatio…
customer
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2019
customer
(A) in the PRA Rulebook : 223 151 (1) (except in 52 relation to 52 17 70 ICOBS 70 , MCOB 3 and CASS 5 17 ) a client who is not 52 an eligible counterparty for the relevant purposes 52 . 14 3 (2) (in 5…
Search Functionality and Timeline Features
Publish Date: 15th January 2016
Search Functionality and Timeline Features Enhanced Search functionality is available for the FCA Handbook online. For help on how best to use this tool, please see Search section of the Guide to usin…
Index of Forms in the FCA Handbook
Publish Date: 14th August 2015
Index of Forms in the FCA Handbook This table lists all the forms held in the FCA Handbook. Column 1 lists in alphabetical order by module the provision where the form is to be found and column 2 give…
Handbook: updates to IPRU-INV and EG
Publish Date: 12th February 2016
Handbook: updates to IPRU-INV and EG We are converting the Interim Prudential Sourcebook for Investment Businesses (IPRU-INV) and the Enforcement Guide (EG) from PDF content to HTML web pages. We are…
Guide to using this website
Publish Date: 13th January 2016
Guide to using this website We have produced a guide to using this website which is available here: https://www.handbook.fca.org.uk/help . We have also produced a quick video guide to the new layout a…
Improving individual accountability: forms
Publish Date: 19th January 2016
Improving individual accountability: forms Find out more about the new forms for banking sector firms that are subject to the Senior Managers Regime (SMR). If you are an insurance firm subject to the…
Introducing topic-based navigation
Publish Date: 7th February 2018
Introducing topic-based navigation We have launched new features on the Handbook website that will allow you to search by key topics and we want your feedback. These changes will help you find what yo…
Consolidation of MiFID 2 instruments
Publish Date: 5th September 2017
Consolidation of MiFID 2 instruments Progress update (05 September 2017): we have now completed the consolidation of all the instruments listed below. The following instruments were made by the FCA Bo…
