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  • CREDS 9 Annex 1 Credit union complaints return

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 27th September 2019

    CREDS 9 Annex 1 Credit union complaints return

  • CONC 3.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 3.1 Application

  • IFPRU 4.3 Guidance on internal ratings based approach: high level material

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    IFPRU 4.3 Guidance on internal ratings based approach: high level material

  • SYSC 4.3A Management body and nomination committee

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 4.3A Management body and nomination committee

  • management body

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    management body

    87 (1) (other than in (2) or (3) 131 ) 112 (in accordance with article 3(7) of CRD and article 4.1(36) of MiFID 118 ) the governing body and senior personnel who are empowered to set the person’s 118…

  • SUP 10A.8 Systems and controls functions [deleted]

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SUP 10A.8 Systems and controls functions [deleted]

  • SUP 10A.6 FCA governing functions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SUP 10A.6 FCA governing functions

  • COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2019

    COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

  • COBS 9.3 Guidance on assessing suitability

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2020

    COBS 9.3 Guidance on assessing suitability

  • SUP 10A.7 FCA required functions [deleted]

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SUP 10A.7 FCA required functions [deleted]

  • FEES 4 Annex 1A FCA activity groups, tariff bases and valuation dates

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 27th September 2019

    FEES 4 Annex 1A FCA activity groups, tariff bases and valuation dates

  • SUP 10A.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SUP 10A.1 Application

  • SUP 10A.4 Specification of functions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SUP 10A.4 Specification of functions

  • BENCH 1.1 Application and purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    BENCH 1.1 Application and purpose

  • MCOB 4.7A Advised sales

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 27th September 2019

    MCOB 4.7A Advised sales

  • CREDS 8.3 Approved persons

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    CREDS 8.3 Approved persons

  • CREDS 2.2 General provisions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    CREDS 2.2 General provisions

  • RCB 3 Annex 5 Issuance form

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 27th September 2019

    RCB 3 Annex 5 Issuance form

  • RCB 3 Annex 6 Cancellation form

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 27th September 2019

    RCB 3 Annex 6 Cancellation form

  • RCB 3 Annex 7A Loan level disclosure form

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 27th September 2019

    RCB 3 Annex 7A Loan level disclosure form