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  • FEES 1.1 Application and Purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2019

    FEES 1.1 Application and Purpose

  • FEES 6.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2019

    FEES 6.1 Application

  • BCOBS 1.1 General application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    BCOBS 1.1 General application

  • BCOBS 1.1 General application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    BCOBS 1.1 General application

  • BCOBS 8.4 Alerts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    BCOBS 8.4 Alerts

  • COLL 6.7 Payments

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2019

    COLL 6.7 Payments

  • COLL 6.7 Payments

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th August 2019

    COLL 6.7 Payments

  • COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2019

    COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

  • PRIN 1.2 Clients and the Principles

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    PRIN 1.2 Clients and the Principles

  • PRIN 3.4 General

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    PRIN 3.4 General

  • SUP 16 Annex 18B Notes for Completion of the Retail Mediation Activities Return ('RMAR')

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2019

    SUP 16 Annex 18B Notes for Completion of the Retail Mediation Activities Return ('RMAR')

  • SUP 6 Annex 5 Variation of permission application form

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2019

    SUP 6 Annex 5 Variation of permission application form

  • annual eligible income

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2019

    annual eligible income

    15 (in FEES 50 ) (in relation to a firm , class and category 145 ) the annual income (as described in 27 FEES 6 Annex 3AR 142 ) for the firm's last financial year 27 ended in the year to 31 December 5…

  • COLL TP 1 Transitional Provisions

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 7th May 2019

    COLL TP 1 Transitional Provisions

  • COLL TP 1 Transitional Provisions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2019

    COLL TP 1 Transitional Provisions

  • SUP 16 Annex 18A Retail Mediation Activities Return ('RMAR')

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2019

    SUP 16 Annex 18A Retail Mediation Activities Return ('RMAR')

  • SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th September 2019

    SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

  • PRIN 3.2 What?

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    PRIN 3.2 What?

  • SUP 12.5 Contracts: required terms

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2019

    SUP 12.5 Contracts: required terms

  • PRIN 3.3 Where?

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    PRIN 3.3 Where?