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  • SUP 1A.3 The FCA's approach to supervision

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 24th April 2019

    SUP 1A.3 The FCA's approach to supervision

  • FCA 2019/67: Supervision Manual (Supervisory Principles Amendment) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 24th April 2019

    FCA 2019/67: Supervision Manual (Supervisory Principles Amendment) Instrument 2019

  • FCA 2019/57: Financial Conduct Authority Technical Standards (Bank Recovery and Resolution Directive) (EU Exit) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 18th April 2019

    FCA 2019/57: Financial Conduct Authority Technical Standards (Bank Recovery and Resolution Directive) (EU Exit) Instrument 2019

  • FCA 2019/59: Financial Conduct Authority Technical Standards (Financial Conglomerates Directive) (EU Exit) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 18th April 2019

    FCA 2019/59: Financial Conduct Authority Technical Standards (Financial Conglomerates Directive) (EU Exit) Instrument 2019

  • FCA 2019/64: Technical Standards (Markets in Financial Instruments Directive) (EU Exit) (No 3) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 18th April 2019

    FCA 2019/64: Technical Standards (Markets in Financial Instruments Directive) (EU Exit) (No 3) Instrument 2019

  • FCA 2019/65: Technical Standards (European Market Infrastructure Regulation) (EU Exit) (No 3) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 18th April 2019

    FCA 2019/65: Technical Standards (European Market Infrastructure Regulation) (EU Exit) (No 3) Instrument 2019

  • FCA 2019/66: Technical Standards (European Market Infrastructure Regulations) (EU Exit) (No 4) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 18th April 2019

    FCA 2019/66: Technical Standards (European Market Infrastructure Regulations) (EU Exit) (No 4) Instrument 2019

  • Glossary pop-up: new feature

    Publish Date: 16th April 2019

    Glossary pop-up: new feature The pop up window that appears whenever an italicised glossary term is clicked on has been enhanced. The pop-up window now contains two tabs: Content - which contains the…

  • FCA 2019/58: Financial Conduct Authority Technical Standards (Capital Requirements Directive and Regulation) (EU Exit) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 11th April 2019

    FCA 2019/58: Financial Conduct Authority Technical Standards (Capital Requirements Directive and Regulation) (EU Exit) Instrument 2019

  • FOS 2019/2: Fees Manual (Financial Ombudsman Service Case Fees 2019/2020) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 1st April 2019

    FOS 2019/2: Fees Manual (Financial Ombudsman Service Case Fees 2019/2020) Instrument 2019

  • COBS 22.4 Prohibition on the retail marketing, distribution and sale of derivative contracts of a binary or other fixed outcomes nature

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 2nd April 2019

    COBS 22.4 Prohibition on the retail marketing, distribution and sale of derivative contracts of a binary or other fixed outcomes nature

  • FCA 2019/35: FCA Instrument Number Not Used

    This instrument was made in the last month.

    Publish Date: 29th March 2019

    FCA 2019/35: FCA Instrument Number Not Used

  • FCA 2019/42: Technical Standards (European Venture Capital Funds Regulation) (EU Exit) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 29th March 2019

    FCA 2019/42: Technical Standards (European Venture Capital Funds Regulation) (EU Exit) Instrument 2019

  • FCA 2019/17: Consumer Credit (High Net Worth Exemption) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 29th March 2019

    FCA 2019/17: Consumer Credit (High Net Worth Exemption) Instrument 2019

  • FCA 2019/56: Technical Standards (Undertakings for Collective Investment in Transferable Securities Directive) (EU Exit) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 29th March 2019

    FCA 2019/56: Technical Standards (Undertakings for Collective Investment in Transferable Securities Directive) (EU Exit) Instrument 2019

  • FCA 2019/14: Financial Services Compensation Scheme (Management Expenses Levy Limit 2019/2020) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 29th March 2019

    FCA 2019/14: Financial Services Compensation Scheme (Management Expenses Levy Limit 2019/2020) Instrument 2019

  • FOS 2019/4: Small Business (Eligible Complainant) (Amendment) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 29th March 2019

    FOS 2019/4: Small Business (Eligible Complainant) (Amendment) Instrument 2019

  • FCA 2019/63: Small Business (Eligible Complainant) (Amendment) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 29th March 2019

    FCA 2019/63: Small Business (Eligible Complainant) (Amendment) Instrument 2019

  • FCA 2019/52: Technical Standards (Payment Services Directive) (EU Exit) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 29th March 2019

    FCA 2019/52: Technical Standards (Payment Services Directive) (EU Exit) Instrument 2019

  • FCA 2019/41: Technical Standards (European Social Entrepreneurship Fund Regulation) (EU Exit) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 29th March 2019

    FCA 2019/41: Technical Standards (European Social Entrepreneurship Fund Regulation) (EU Exit) Instrument 2019