Latest News, Updates and Changes
FCA 2024/19: Listing Rules Sourcebook (Sponsor Competency) Instrument 2024
This instrument was made in the last month.
Publish Date: 26th April 2024
FCA 2024/19: Listing Rules Sourcebook (Sponsor Competency) Instrument 2024
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CONC 7.10 Treatment of customers with mental capacity limitations
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 7.10 Treatment of customers with mental capacity limitations
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CONC 7.7 Application of interest and charges
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 7.7 Application of interest and charges
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CONC 7.2 Clear, effective and appropriate policies and procedures in respect of customers in or approaching arrears or in default
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 7.2 Clear, effective and appropriate policies and procedures in respect of customers in or approaching arrears or in default
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FCA 2024/7: Consumer Credit and Mortgages (Tailored Support) Instrument 2024
This instrument was made in the last month.
Publish Date: 10th April 2024
FCA 2024/7: Consumer Credit and Mortgages (Tailored Support) Instrument 2024
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List of non-legal corrections and clarifications in the FCA Handbook
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
List of non-legal corrections and clarifications in the FCA Handbook
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physical meeting
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
physical meeting
221 (in COLL 4 ) has the meaning given in COLL 4.4.1AR(1) .
virtual meeting
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
virtual meeting
24 (in COLL 4 ) has the meaning given in COLL 4.4.1AR(3) .
MAR 9 Annex 7R FCA MDP on-boarding application form
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9 Annex 7R FCA MDP on-boarding application form
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MAR 9 Annex 9R Data Reporting Services Provider (DRSP) Ad hoc notification
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9 Annex 9R Data Reporting Services Provider (DRSP) Ad hoc notification
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MAR 9 Annex 8R Yearly Notification Form for a Data Reporting Service Provider (DRSP)
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9 Annex 8R Yearly Notification Form for a Data Reporting Service Provider (DRSP)
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MAR 9 Annex 6R Notification form for changes to the membership of the management body
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9 Annex 6R Notification form for changes to the membership of the management body
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MAR 9 Annex 5R Material Change in information for a Data Reporting Services Provider (DRSP)
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9 Annex 5R Material Change in information for a Data Reporting Services Provider (DRSP)
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hybrid meeting
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
hybrid meeting
60 (in COLL 4 ) has the meaning given in COLL 4.4.1AR(2) .
FCA 2024/15: Investment Firms Prudential Regime (Amendment) Instrument 2024
This instrument was made in the last month.
Publish Date: 2nd April 2024
FCA 2024/15: Investment Firms Prudential Regime (Amendment) Instrument 2024
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FCA 2024/6: Data Reporting Services Forms (Amendment) Instrument 2024
This instrument was made in the last month.
Publish Date: 2nd April 2024
FCA 2024/6: Data Reporting Services Forms (Amendment) Instrument 2024
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FCA 2024/10: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2024
This instrument was made in the last month.
Publish Date: 2nd April 2024
FCA 2024/10: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2024
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FCA 2024/11: Credit Unions Sourcebook Instrument 2024
This instrument was made in the last month.
Publish Date: 2nd April 2024
FCA 2024/11: Credit Unions Sourcebook Instrument 2024
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FCA 2024/12: Conduct of Business Sourcebook (Amendment) Instrument 2024
This instrument was made in the last month.
Publish Date: 2nd April 2024
FCA 2024/12: Conduct of Business Sourcebook (Amendment) Instrument 2024
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FCA 2024/14: Financial Promotions and High-Risk Investments (Incentives) Instrument 2024
This instrument was made in the last month.
Publish Date: 2nd April 2024
FCA 2024/14: Financial Promotions and High-Risk Investments (Incentives) Instrument 2024
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