Latest News, Updates and Changes
FCA 2020/21: Conduct of Business Sourcebook (Pension Transfers) (No 3) Instrument 2020
This instrument was made in the last month.
Publish Date: 5th June 2020
FCA 2020/21: Conduct of Business Sourcebook (Pension Transfers) (No 3) Instrument 2020
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FCA 2020/23: Individual Accountability (FCA-Authorised Benchmark Firms) Instrument 2020
This instrument was made in the last month.
Publish Date: 2nd June 2020
FCA 2020/23: Individual Accountability (FCA-Authorised Benchmark Firms) Instrument 2020
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FCA 2020/24: Payment Services Regulations 2017 (Payment Account) Instrument 2020
This instrument was made in the last month.
Publish Date: 22nd May 2020
FCA 2020/24: Payment Services Regulations 2017 (Payment Account) Instrument 2020
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FCA 2020/22: Supervision Manual (Reporting No 14) Instrument 2020
This instrument was made in the last month.
Publish Date: 22nd May 2020
FCA 2020/22: Supervision Manual (Reporting No 14) Instrument 2020
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medical condition premium
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st June 2020
medical condition premium
138 the total amount of premium relating to the risk associated with one or more specific medical conditions and attributable to any person covered under the policy 136 .
medical condition exclusion
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st June 2020
medical condition exclusion
138 an exclusion in respect of one or more medical conditions, unless the firm is satisfied, on reasonable grounds, that the exclusion is not relevant to any person covered under the policy 136 .
FCA significant-influence functions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
FCA significant-influence functions
133 any of the FCA controlled functions labelled as an FCA significant-influence function in 132 the table of FCA controlled functions .
pure benchmark SMCR firm
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
pure benchmark SMCR firm
192 has the meaning in SYSC 23 Annex 1 6.13R(1)(b), and in summary means an SMCR firm that has permission to carry on the regulated activity of administering a benchmark but no other regulated activit…
limited scope SMCR benchmark firm
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
limited scope SMCR benchmark firm
81 has the meaning in SYSC 23 Annex 1 6.12R , and in summary means a pure benchmark SMCR firm that is subject to a waiver that treats the firm as a limited scope SMCR firm .
SUP 10A.3 Provisions related to the Act
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
SUP 10A.3 Provisions related to the Act
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APER employer
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
APER employer
159 (in relation to an approved person whose approval is given under SUP 10A (FCA Approved Persons in Appointed Representatives)): (a) the appointed representative in relation to which that approved p…
SUP 10A.17 Further questions [deleted]
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
SUP 10A.17 Further questions [deleted]
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SUP 15.17 Notification of regulated income by limited scope SMCR benchmark firm
This piece of Handbook content was changed by an instrument this month.
Effective Date: 7th December 2020
SUP 15.17 Notification of regulated income by limited scope SMCR benchmark firm
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travel insurance policy
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st June 2020
travel insurance policy
91 (in ICOBS 6.1.7-AG , ICOBS 6.5.1AG and ICOBS 6A.4 (Travel insurance and medical conditions)) a non-investment insurance contract which covers risks connected with travelling or the making of travel…
medical cover firm directory
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st June 2020
medical cover firm directory
138 a publicly available directory: (a) that only lists firms that provide or arrange travel insurance policies that cover more serious medical conditions; (b) that does not: (i) prevent firms from be…
ICOBS 6A.4 Travel insurance and medical conditions
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st June 2020
ICOBS 6A.4 Travel insurance and medical conditions
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Brexit update
Publish Date: 31st January 2020
We have, in January 2020, made the following instruments in connection with the agreed transition period: Exiting the European Union: Deferral of Commencement and Miscellaneous Fees Instrument 2020 Ex…
cash terms
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2020
cash terms
241 in pounds and pence.
related services
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2020
related services
200 (for the purposes of COBS 19.1B ) has the same meaning as in COBS 6.1A.6R and COBS 6.1A.6AG .
future income benefits
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2020
future income benefits
131 the full value of the pension income that would have been paid by the ceding arrangement (that is, before any commutation for a lump sum);…
