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  • FCA 2019/72: Buy Now Pay Later Instrument 2019

    This instrument was made in the last month.

    Publish Date: 12th June 2019

    FCA 2019/72: Buy Now Pay Later Instrument 2019

  • SRD

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    SRD

    179 the Shareholder Rights Directive .

  • proxy advisor

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    proxy advisor

    179 a legal person that analyses, on a professional and commercial basis, the corporate disclosure and, where relevant, other information of listed companies, with a view to informing investors’ votin…

  • engagement policy

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    engagement policy

    137 (1) (in SYSC 3.4 ) as defined in SYSC 3.4.4R(1)(a) . (2) (in COBS 2.2B ) as defined in COBS 2.2B.5R(1)(a) .

  • Note regarding Chapter 5C

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    Note regarding Chapter 5C

  • SRD asset manager

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    SRD asset manager

    179 (1) an investment firm that provides portfolio management services to investors; (2) an AIFM that is not a small AIFM ; or (3) the operator of a UCITS . [Note: article 1(2)(f) of SRD ]…

  • CONC 5C.4 Impact of changes to charging structures

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.4 Impact of changes to charging structures

  • CONC 5D.4 Monitoring repeat use strategies

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.4 Monitoring repeat use strategies

  • CONC 5D.5 Reporting on repeat use of overdrafts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.5 Reporting on repeat use of overdrafts

  • CONC 5C.1 Application and purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.1 Application and purpose

  • SRD institutional investor

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    SRD institutional investor

    179 (1) an undertaking carrying out activities of life assurance within the meaning of points (a), (b) and (c) of article 2(3) of Directive 2009/138/EC of the European Parliament and of the Council, a…

  • CONC 5D.1 Purpose and application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.1 Purpose and application

  • CONC 5D.2 Obligation to identify and monitor repeat use of overdrafts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.2 Obligation to identify and monitor repeat use of overdrafts

  • CONC 5C.5 Interpretation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.5 Interpretation

  • SYSC 3.4 SRD requirements

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    SYSC 3.4 SRD requirements

  • CONC 5D.3 Interventions to be taken in the case of repeat users

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.3 Interventions to be taken in the case of repeat users

  • COBS 2.2B SRD requirements

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    COBS 2.2B SRD requirements

  • CONC 5C.2 Charges for overdrafts to be interest rates

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.2 Charges for overdrafts to be interest rates

  • CONC 5C.3 Interest rates for unarranged overdrafts to be no more than the interest rates for arranged overdrafts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.3 Interest rates for unarranged overdrafts to be no more than the interest rates for arranged overdrafts

  • FCA 2019/68: Shareholder Rights Directive (Asset Managers and Insurers) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 7th June 2019

    FCA 2019/68: Shareholder Rights Directive (Asset Managers and Insurers) Instrument 2019