Latest News, Updates and Changes
FCA 2017/33: Future Service Restrictions Instrument 2017
This instrument was made in the last month.
Publish Date: 27th June 2017
FCA 2017/33: Future Service Restrictions Instrument 2017
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FCA 2017/34: Market Conduct Sourcebook (Commodity Derivatives Inside Information) Instrument 2017
This instrument was made in the last month.
Publish Date: 23rd June 2017
FCA 2017/34: Market Conduct Sourcebook (Commodity Derivatives Inside Information) Instrument 2017
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FCA 2017/35: Supervision Manual (Reporting No 5) Instrument 2017
This instrument was made in the last month.
Publish Date: 23rd June 2017
FCA 2017/35: Supervision Manual (Reporting No 5) Instrument 2017
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COBS 19 Annex 3 Format for annuity information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st March 2018
COBS 19 Annex 3 Format for annuity information
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COBS 19.9 Pension annuity comparison information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st March 2018
COBS 19.9 Pension annuity comparison information
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FCA 2017/31: Enforcement (Bank Recovery and Resolution Order 2016) Instrument 2017
This instrument was made in the last month.
Publish Date: 26th May 2017
FCA 2017/31: Enforcement (Bank Recovery and Resolution Order 2016) Instrument 2017
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FCA 2017/30: Conduct of Business Sourcebook (Pension Annuity Comparator) Instrument 2017
This instrument was made in the last month.
Publish Date: 26th May 2017
FCA 2017/30: Conduct of Business Sourcebook (Pension Annuity Comparator) Instrument 2017
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FCA 2017/29: Handbook Administration (No 46) Instrument 2017
This instrument was made in the last month.
Publish Date: 26th May 2017
FCA 2017/29: Handbook Administration (No 46) Instrument 2017
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Introducing topic-based navigation
Publish Date: 12th May 2017
Introducing topic-based navigation We have launched new features on the Handbook website that will allow you to search by key topics within the Conduct of Business Sourcebook (COBS) – and we want your…
board director
This piece of Handbook content was changed by an instrument this month.
Effective Date: 3rd July 2017
board director
69 (in relation to a firm ) has the same meaning as “director” in section 64A(7) of the Act (Rules of conduct).
standard non-executive director
This piece of Handbook content was changed by an instrument this month.
Effective Date: 3rd July 2017
standard non-executive director
159 (in relation to a firm ) any of the following: (1) a board director of that firm who: (a) has no responsibility for implementing the decisions or the policies of the board of directors , or if the…
key information document
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2018
key information document
10 a document that is drawn up for a PRIIP in accordance with the PRIIPs Regulation .
non-PRIIP packaged product
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2018
non-PRIIP packaged product
72 a packaged product other than a packaged retail and insurance-based investment product ( PRIIP ).
PRIIP
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2018
PRIIP
154 a packaged retail and insurance-based investment product .
KII-compliant NURS
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2018
KII-compliant NURS
10 a non-UCITS retail scheme where the authorised fund manager or ICVC has prepared a NURS-KII document instead of a key information document .
NURS-KII document
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2018
NURS-KII document
72 a document prepared for a retail client in a non-UCITS retail scheme which contains the key investor information required by COLL 4.7.2R (Key investor information).
PRIIPs Regulation
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2018
PRIIPs Regulation
154 Regulation (EU) No 1286/2014 of the European Parliament and of the Council of 26 November 2014 on key information documents for packaged retail and insurance-based investment products (PRIIPs). ht…
packaged retail and insurance-based investment product
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2018
packaged retail and insurance-based investment product
154 a product that is: (1) a packaged retail and insurance-based investment product within the meaning of article 4(3) of the PRIIPs Regulation ; and (2) not exempt from the application of the PRIIPs…
COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2018
COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS
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DTR 6 Annex 1 Classes and sub-classes of regulated information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2017
DTR 6 Annex 1 Classes and sub-classes of regulated information
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