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  • COBS 18.8A OPS firms

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 2nd April 2018

    COBS 18.8A OPS firms

  • FCA 2017/59: Occupational Pension Scheme Firm (Conduct of Business and Organisational Requirements) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 20th October 2017

    FCA 2017/59: Occupational Pension Scheme Firm (Conduct of Business and Organisational Requirements) Instrument 2017

  • FCA 2017/61: Supervision Manual (Reporting No 6) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 20th October 2017

    FCA 2017/61: Supervision Manual (Reporting No 6) Instrument 2017

  • COBS 19.8 Disclosure of transaction costs and administration charges in connection with workplace pension schemes

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 3rd January 2018

    COBS 19.8 Disclosure of transaction costs and administration charges in connection with workplace pension schemes

  • FCA 2017/53: Pension Schemes (Disclosure of Transaction Costs and Administration Charges) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 20th September 2017

    FCA 2017/53: Pension Schemes (Disclosure of Transaction Costs and Administration Charges) Instrument 2017

  • FEES TP 17R Transitional provisions relating to fees payable for authorisation as an authorised payment institution or registration as a small payment institution under the Payment Services Regulations 2017

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 13th October 2017

    FEES TP 17R Transitional provisions relating to fees payable for authorisation as an authorised payment institution or registration as a small payment institution under the Payment Services Regulations 2017

  • FCA 2017/56: Fees (Payment Services) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 18th September 2017

    FCA 2017/56: Fees (Payment Services) Instrument 2017

  • FOS 2017/4: Payment Services Instrument 2017

    This instrument was made in the last month.

    Publish Date: 18th September 2017

    FOS 2017/4: Payment Services Instrument 2017

  • FCA 2017/54: Payment Services Instrument 2017

    This instrument was made in the last month.

    Publish Date: 18th September 2017

    FCA 2017/54: Payment Services Instrument 2017

  • COBS 10A.7 Record keeping and retention periods for appropriateness records

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 3rd January 2018

    COBS 10A.7 Record keeping and retention periods for appropriateness records

  • FEES 13.2 The IML levy

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 13th September 2017

    FEES 13.2 The IML levy

  • PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 13th September 2017

    PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

  • FCA 2017/51: Training and Competence Sourcebook (Qualifications Amendments No 16) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 13th September 2017

    FCA 2017/51: Training and Competence Sourcebook (Qualifications Amendments No 16) Instrument 2017

  • FCA 2017/52: Conduct of Business (Disclosure Amendment) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 13th September 2017

    FCA 2017/52: Conduct of Business (Disclosure Amendment) Instrument 2017

  • FCA 2017/55: Listing Rules (Corporate Governance Code) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 13th September 2017

    FCA 2017/55: Listing Rules (Corporate Governance Code) Instrument 2017

  • FCA 2017/50: Handbook Administration (No 47) Instrument 2017

    This instrument was made in the last month.

    Publish Date: 13th September 2017

    FCA 2017/50: Handbook Administration (No 47) Instrument 2017

  • safeguarded-flexible benefits risk warning

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2018

    safeguarded-flexible benefits risk warning

    162 A written communication to a member of a personal pension scheme or stakeholder pension scheme which is required by Regulation 8A of the Pension Schemes Act 2015 (Transitional Provisions and Appro…

  • SUP 16 Annex 43A Forms REP015 and REP016

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2018

    SUP 16 Annex 43A Forms REP015 and REP016

  • MAR 5 Annex 2 Form for reporting incentive scheme proposals (MAR 5.6.3R(1))

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st September 2017

    MAR 5 Annex 2 Form for reporting incentive scheme proposals (MAR 5.6.3R(1))

  • REC 3 Annex 1 Form for notifying incentive scheme proposals (REC 3.9.3R(1))

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st September 2017

    REC 3 Annex 1 Form for notifying incentive scheme proposals (REC 3.9.3R(1))