Latest News, Updates and Changes
State
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
State
169 means: (a) the sovereign or other head of a State in their public capacity; (b) the government of a State; (c) a department of a State; or (d) an agency or a special purpose vehicle of a State, in…
sovereign controlled commercial company
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
sovereign controlled commercial company
169 an issuer in which a State exercises or controls 30% or more of the votes able to be cast on all or substantially all matters at general meetings of that company .
sovereign controlling shareholder
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
sovereign controlling shareholder
169 (in relation to a company with or applying for a listing of equity shares or certificates representing shares in the category of premium listing (sovereign controlled commercial company) ) a State…
LR 21.7 Listing applications and procedures: Certificates representing shares
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
LR 21.7 Listing applications and procedures: Certificates representing shares
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LR 21.1 Application
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
LR 21.1 Application
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LR 21.2 Requirements for listing: Equity shares
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
LR 21.2 Requirements for listing: Equity shares
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premium listing (sovereign controlled commercial company)
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
premium listing (sovereign controlled commercial company)
168 a premium listing of: (a) equity shares (other than those of a closed-ended investment fund or of an open-ended investment company ); or (b) certificates representing shares , where the issuer of…
LR 21.3 Listing applications and procedures: Equity shares
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
LR 21.3 Listing applications and procedures: Equity shares
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LR 21.5 Transactions with related parties: Equity shares
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
LR 21.5 Transactions with related parties: Equity shares
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LR 12.3 Purchase from a related party
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
LR 12.3 Purchase from a related party
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LR 21.6 Requirements for listing: Certificates representing shares
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
LR 21.6 Requirements for listing: Certificates representing shares
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LR 21.9 Transactions and circulars: certificates representing shares
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
LR 21.9 Transactions and circulars: certificates representing shares
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LR 21.4 Continuing obligations: Equity shares
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
LR 21.4 Continuing obligations: Equity shares
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LR 21.10 Transactions with related parties: certificates representing shares
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
LR 21.10 Transactions with related parties: certificates representing shares
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LR 21.8 Continuing obligations: Certificates representing shares
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2018
LR 21.8 Continuing obligations: Certificates representing shares
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FCA 2018/27: Listing Rules (Sovereign Controlled Commercial Companies) Instrument 2018
This instrument was made in the last month.
Publish Date: 8th June 2018
FCA 2018/27: Listing Rules (Sovereign Controlled Commercial Companies) Instrument 2018
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IPID
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
IPID
160 insurance product information document .
primary place of business
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
primary place of business
167 (in relation to insurance distribution activity ) the location from where the main business is managed.
IPID information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
IPID information
160 (in ICOBS ) the IDD information to be included in the IPID as required by ICOBS 6 Annex 3R , paragraph 2.1R.
relevant details
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
relevant details
183 for a UK firm exercising an EEA right derived from the IDD , the details listed in regulation 17D of the EEA Passport Rights Regulations .
