1The application of this section is set out in the following table:
Type of firm |
Applicable provisions |
UK firm operating a multilateral trading facility or an OTF and a UK branch of a third country investment firm operating a multilateral trading facility or an OTF |
|
MAR 10.4.7D to MAR 10.4.9D and MAR 10.4.11G2 |
|
UK branch of a2third country investment firm when not operating a multilateral trading facility or an OTF |
MAR 10.4.7D to MAR 10.4.9D and MAR 10.4.11G2 |
Member, participant or a client of a UK trading venue |
|
EEA MiFID investment firm who is a member, participant or a client of a UK trading venue |