Status: You are viewing the version of the handbook as on 2018-12-09.

staff being assessed under FIT

    (in FIT and in relation to a relevant authorised person):135

      1. (a) any of the following whose fitness is being assessed by the FCA or the relevant authorised person:135
        1. (i) an FCA-approved SMF manager; or135
        1. (ii) a candidate for an FCA-designated senior management function; or135
      1. (b) a person whose fitness to perform an FCA-specified significant harm function is being assessed by the relevant authorised person under section 63F of the Act (Issuing of certificates), whether or not that person is already a certification employee in relation to that FCA-specified significant harm function.135