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Status: You are viewing the version of the handbook as on 2016-10-03.

financial promotion

      1. (1) an invitation or inducement to engage in investment activity25 that is communicated in the course of business;28[Note: section 21 of the Act (Restrictions on financial promotion)28]25
      1. (2) (in relation to COBS 3.2.1 R (3), COBS 4.3.1 R, COBS 4.5.8 R and COBS 4.7.1 R28) (in addition to (1)) a marketing communication within the meaning of MiFID made by a firm in connection with its MiFID or equivalent third country business.2528
      1. (3) (in MCOB 3A), in addition to (1), any advertising or marketing communications within the meaning of articles 10 or 11 of the MCD made by an MCD firm in relation to an MCD credit agreement.81

    [Note: articles 10 and 11 of the MCD.]81