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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

PERG 4.10A Activities within scope of the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities within scope of the Mortgage Credit Directive

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose