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MAR 5.7 Pre- and post-trade transparency requirements for equity instruments: form of waiver and deferral

01/12/2025D

A firm intending to apply to the FCA for deferral in accordance with articles 7 of MiFIR in relation to post-trade transparency for equity instruments must apply in writing to the FCA.

[Note: articles 7 of MiFIR and MiFID RTS 1]

03/01/2018G

A firm should have regard to the urgency and significance of a matter and, if appropriate, should also notify its usual supervisory contact at the FCA by telephone or by other prompt means of communication, before submitting a written application. Oral notifications should be given directly to the firm’s usual supervisory contact at the FCA. An oral notification left with another person or on a voicemail or other automatic messaging service is unlikely to have been given appropriately.