- (1) The aim of the guidance in the following table is to give the reader a quick overall view of the relevant notification requirements.
(2)
It is not a complete statement of those requirements and should not be relied on as if it were.
(3)
Table
Handbook reference Matter to be notified Content of the notification Trigger event [deleted] [deleted] SYSC 10A.1.12AR A firm must inform to new and existing clients that: Matters as described in SYSC 10A.1.12AR Before carrying out any activities referred to in SYSC 10A.1.1R(2) (and that are not excluded by SYSC 10A.1.4R) (a) the conversations and communications are being recorded; and (b) a copy of the recording of such conversations and communications with the client will be available, upon request, for a period of: 5 years to the client; and 7 years to the FCA. [deleted]
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SYSC Sch 2 Notification requirements
23/10/2025G