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Status: You are viewing the version of the handbook as on 2011-04-29.

MAR 5.5 Monitoring compliance with the rules of the MTF6

MAR 5.5.1RRP

6A firm operating an MTF must:

  1. (1)

    have effective arrangements and procedures, relevant to the MTF, for the regular monitoring of the compliance by its users with its rules; and

  2. (2)

    monitor the transactions undertaken by its users under its systems in order to identify breaches of those rules, disorderly trading conditions or conduct that may involve market abuse.

[Note: Article 26(1) of MiFID]