Home FCA Handbook MAR MAR 5 MAR 5.5 Monitoring compliance with the rules of the MTF
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MAR 5.5 Monitoring compliance with the rules of the MTF

03/01/2018R

A firm must:

  1. (1)

    have effective arrangements and procedures, relevant to its MTF, for the regular monitoring of the compliance by its users with its rules; and

  2. (2)

    monitor the transactions undertaken by its users under its systems in order to identify breaches of those rules, disorderly trading conditions, system disruptions in relation to a financial instrument, or conduct that may involve market abuse.

[Note: article 31(1) of MiFID]