MAR 5.6 Reporting requirements

MAR 5.6.1R

1A firm operating an MTF must:

  1. (1)

    report to the FCA:

    1. (a)

      significant breaches of the firm's rules;

    2. (b)

      disorderly trading conditions; and

    3. (c)

      conduct that may involve market abuse;

  2. (2)

    supply the information required under this rule without delay to the FCA and any other authority competent for the investigation and prosecution of market abuse; and

  3. (3)

    provide full assistance to the FCA, and any other authority competent for the investigation and prosecution of market abuse, in its investigation and prosecution of market abuse occurring on or through the firm's systems.

[Note: Article 26(2) of MiFID]