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LR 16.3 Listing applications

LR 16.3.1G

An applicant for admission is required to comply with LR 3 (Listing applications).

LR 16.3.2G

The FCA will admit to listing such number of securities as the applicant may request for the purpose of future issues. At the time of issue the securities will be designated to the relevant class.


LR 16.3.3G

An applicant that is seeking admission of its equity shares 2must retain a sponsor in accordance with LR 8 (Sponsors).

LR 16.3.4R

An3 applicant must appoint a sponsor when it makes an application for admission of equity shares 2which requires the production of listing particulars.

LR 16.3.5G



Multi-class fund or umbrella fund

LR 16.3.6R

An applicant which is a multi-class or umbrella fund which seeks to create a new class of security without increasing its share capital for which listing has previously been granted, must provide the FCA with the details of the new class and no further application for listing is required.