LR 16.4 Requirements with continuing application

LR 16.4.1RRP
LR 16.4.2RRP

LR 15.6.6 R applies to an open-ended investment company if it has no executive directors.

LR 16.4.3RRP

The interests of a single person or entity which exceeds 10% of the issued shares (calculated exclusive of treasury shares) of any class of share in the capital of the open-ended investment company must, so far as they are known to it, be notified to a RIS as soon as possible following the open-ended investment company becoming aware of those interests.

LR 16.4.4RRP

LR 10 (Significant transactions) and LR 12 (Dealing in own securities and treasury shares) do not apply to an open-ended investment company.

Cancellation of premium listing

LR 16.4.5RRP

Election of independent directors6

LR 16.4.7RRP

6A open-ended investment company is not required to comply with LR 13.8.17 R.