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Status: You are viewing the version of the handbook as on 2016-02-03.

FEES 4 Annex 10 467Periodic fees for MTF operators payable in relation to the period 1 April 2015 to 31 March 20167

R

General supervisory category of MTF operator (see Note below)

Fee payable (£)

Due date1 August 2015 or, if later, 30 days from the date of the invoice7

7

Category 1

300,0007

7

Category 2

62,0007

7

Category 3

18,5007

7

Any other firm whose permission includes operating a multilateral trading facility, including:

(a) an EEA firm; or

(b) a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity.

In the case of an EEA firm that:

(a) has not carried on the activity of operating a multilateral trading facility in the UK at any time in the calendar year ending 31 December 2014; and 7

(b) notifies the FCA of that fact by the end of March 2015;7

the fee is zero.

In the case of an EEA firm that:

(a) has not carried on the activity of operating a multilateral trading facility in the UK at any time in the calendar year ending 31 December

In any other case £18,5007

777

In the case of a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity, within 30 days of receiving that permission or extension.In any other case, 1 August 20157

7

Note: subject to FEES 4.3.13 R, this table applies to all MTF operators with permission to operate an MTF as at 1 April of the applicable fee year; irrespective of whether, and if so when, their permission to operate an MTF was subsequently cancelled during that fee year.