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FEES 4 Annex 8 1247654911Periodic fees in relation to the Disclosure and Transparency Rules for the period 1 April 2015 to 31 March 201611

R

765Annual fees for the period 1 April 2015 to 31 March 201611

2311678911

All non-listed issuers of shares, depositary receipts and securitised derivatives. Annual fees for listed issuers in respect of Disclosure Rules and Transparency Rules obligations are incorporated in the annual fee for listed issuers under the Listing Rules.

(1) For all non-listed issuers of securitised derivatives, depositary receipts and global depositary receipts the fees payable are set out in Table 1.

(2) For all other non-listed issuers, fees to be determined according to market capitalisation as set out in Table 2. The fee is calculated as follows:

(a)

the relevant minimum fee; plus

(b)

the cumulative total of the sums payable for each of the bands calculated by multiplying each relevant tranche of the firm's market capitalisation by the rate indicated for that tranche.

Fees from other fee schedules contained in other sections of the sourcebook may be applicable to a single submission.

Table 1

Annual fees for non-listed issuers of securitised derivatives, depositary receipts and global depositary receipts

Issuer

Fee amount (£)11

Issuers of securitised derivatives

4,12011753

2378811

Issuers of depositary receipts and global depositary receipts

3,29511753

23578811

Table 2

Fee payable

Minimum fee (£)

4,12011753

23578811

£ million of Market Capitalisation as at the last business day of the November prior to the FCA financial year in which the fee is payable7

Fee (£/£m or part £m of Market Capitalisation) as at the last business day of the November prior to the FCA financial year in which the fee is payable)7

0 - 100

0

>100 - 250

75423.38465411

234578911

>250 - 1,000

7549.35324111

234578911

>1,000 - 5,000

7545.75730411

234578911

>5,000 - 25,000

7540.14043811

234578911

>25,000

7540.04537211

234578911

Table 3 - Primary information providers10

713

10Fee payable

£16,26011

11