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DTR 1.3 Information gathering and publication

Information gathering

DTR 1.3.1R

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DTR 1.3.2G

1Telephone calls to and from the FCA may be recorded for regulatory purposes. The FCA may also require the issuer, person discharging managerial responsibilities, connected person or their advisers to provide information in writing.

DTR 1.3.3R

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DTR 1.3.4R

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DTR 1.3.5R

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Notification when a RIS is not open for business

DTR 1.3.6G

1If an issuer is required to notify information to a RIS at a time when a RIS is not open for business, it may distribute the information as soon as possible to:

  1. (1)

    not less than two national newspapers in the United Kingdom;

  2. (2)

    two newswire services operating in the United Kingdom; and

  3. (3)

    a RIS for release as soon as it opens.

DTR 1.3.7G

The fact that a RIS is not open for business is not, in itself, sufficient grounds for delaying the disclosure or distribution of inside information.

DTR 1.3.8R

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