Home FCA Handbook DTR DTR 1 DTR 1.2 Modifying rules and consulting the FCA
You are viewing DTR 1.2 Modifying rules and consulting the FCA as of . DTR 1.2 Modifying rules and consulting the FCA was last updated on 10/01/2022.

DTR 1.2 Modifying rules and consulting the FCA

Early consultation with the FCA

03/07/2016G

An issuer, person discharging managerial responsibilities or connected person should consult with the FCA at the earliest possible stage if they:

  1. (1)

    are in doubt about how the disclosure requirements apply in a particular situation.

  2. (2)

    [deleted]

10/01/2022G

Where the disclosure requirements and the disclosure guidance refer to consultation with the FCA, submissions should be made in writing other than in circumstances of exceptional urgency.

 

Address for correspondence

Note: The FCA's address for correspondence in relation to the disclosure requirements and the disclosure guidance is:

Primary Market Monitoring
Enforcement and Market Oversight Division
The Financial Conduct Authority
12 Endeavour Square
London, E20 1JN
https://www.fca.org.uk/markets/primary-markets/contact/request-individual-guidance