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DTR 1.2 Modifying rules and consulting the FCA

DTR 1.2.1R


DTR 1.2.2R


DTR 1.2.3G


Early consultation with the2 FCA

DTR 1.2.4G

An issuer, person discharging managerial responsibilities or connected person should consult with the FCA at the earliest possible stage if they:

  1. (1)

    are in doubt about how the disclosure requirements2 apply in a particular situation.2

  2. (2)


DTR 1.2.5G

1Where a disclosure requirements and the disclosure guidance refers2 to consultation with the FCA, submissions should be made in writing other than in circumstances of exceptional urgency.

Address for correspondence

Note: The FCA's address for correspondence in relation to the disclosure requirements and the disclosure guidance2 is:

Primary Market Monitoring

Enforcement and Markets Oversight Division2

The Financial Conduct Authority

25 The North Colonnade

Canary Wharf

London E14 5HS