DEPP 2 ANNEX 2 - Rule-making and Amending Instruments

• FCA 2024/22: Collective Investment Schemes (Schemes Authorised in Approved Countries) Instrument 2024

  Chapter: Glossary, FEES, COBS, DEPP, COLL, PERG, EG

  Effective Date: 17th July 2024

• FCA 2024/24: UK Listing Rules (Consequential Amendments) Instrument 2024

  Chapter: Glossary, DTR, FEES, APER, COBS, DEPP, COCON, EG, ESG

  Effective Date: 11th July 2024

• FCA 2024/18: Securitisation (Smarter Regulatory Framework and Consequential Amendments) Instrument 2024

  Chapter: Glossary, FEES, GEN, DEPP, FUND, COLL, MIFIDPRU, SECN, SYSC

  Effective Date: 30th April 2024

• FCA 2023/38: Financial Promotion (Approver Permission) Instrument 2023

  Chapter: Glossary, FEES, SUP, PERG, COBS, DEPP, ICOBS, BCOBS, CONC, MCOB, CMCOB, FPCOB

  Effective Date: 27th October 2023

• FCA 2021/49: Investment Firms Prudential Regime (No. 2) Instrument 2021

  Chapter: Glossary, SUP, DEPP, EG, MIFIDPRU, MIDFIDPRU, SYSC

  Effective Date: 26th November 2021

• FCA 2021/46: Changes to Decision Making for Statutory Notice Procedure Instrument 2021

  Chapter: DEPP, EG

  Effective Date: 26th November 2021

• FCA 2020/47: Exiting the European Union: Handbook (Amendments) Instrument 2020

  Chapter: Glossary, MCOB, LR, SUP, GEN, SYSC, DTR, COBS, PRIN, DEPP, RCB, BCOBS, COLL, PERG, CONC, EG, PROD, PRR

  Effective Date: 1st October 2020

• FCA 2020/57: Exiting the European Union: Securitisation Repositories (DEPP and EG) Instrument 2020

  Chapter: Glossary, DEPP

  Effective Date: 1st October 2020

• FCA 2020/37: Enforcement (Fifth Money Laundering Directive) Instrument 2020

  Chapter: Glossary, DEPP, EG

  Effective Date: 24th July 2020

• FCA 2019/32: Trade Repositories (Guidance) Instrument 2019

  Chapter: DEPP, EG

  Effective Date: 28th March 2019

• FCA 2019/2: Enforcement (EU Securitisation Regulation) Instrument 2019

  Chapter: Glossary, DEPP, EG

  Effective Date: 3rd January 2019

• FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018

  Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG

  Effective Date: 29th June 2018

• FCA 2018/1: Enforcement (Packaged Retail and Insurance-Based Investment Products Regulations 2017) Instrument 2018

  Chapter: DEPP, EG

  Effective Date: 4th January 2018

• FCA 2017/77: MiFID 2 (Deferred Matters) Instrument 2017

  Chapter: Glossary, PR, DEPP, EG

  Effective Date: 8th December 2017

• FOS 2017/4: Payment Services Instrument 2017

  Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG

  Effective Date: 18th September 2017

• FCA 2017/54: Payment Services Instrument 2017

  Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG

  Effective Date: 18th September 2017

• FCA 2017/31: Enforcement (Bank Recovery and Resolution Order 2016) Instrument 2017

  Chapter: DEPP, EG

  Effective Date: 26th May 2017

• FCA 2016/47: Enforcement (Market Abuse Regulation) Instrument 2016

  Chapter: Glossary, DEPP, EG

  Effective Date: 30th June 2016

• FCA 2015/64: Individual Accountability (Enforcement) Instrument 2015

  Chapter: Glossary, DEPP, EG, ANNEX, APPENDIX

  Effective Date: 9th December 2015

• FCA 2015/33: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015

  Chapter: Glossary, SUP, DEPP, DISP

  Effective Date: 5th June 2015