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  • COBS 6.1ZA Information about the firm and compensation information (MiFID and insurance distribution provisions)

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    COBS 6.1ZA Information about the firm and compensation information (MiFID and insurance distribution provisions)

  • REC 2.16B Operation of a data reporting service

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    REC 2.16B Operation of a data reporting service

  • MAR 9.1 Application, approach and structure

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    MAR 9.1 Application, approach and structure

  • MAR 9.3 Notification and information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    MAR 9.3 Notification and information

  • DRS Regulations

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    DRS Regulations

    112 the Data Reporting Services Regulations 2023 155 .

  • data reporting service

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    data reporting service

    112 (in accordance with regulation 2(1) of the DRS Regulations ) the provision of the service of 155 an APA , an ARM or a CTP when carried out as a regular occupation or business activity.

  • Changes to EG numbering

    Publish Date: 25th April 2016

    In FCA 2016/9 we renumbered all the provisions of the Enforcement Guide. We did this so that we could convert EG from a PDF to web pages meaning that users not only have the full suite of tools on the…

  • CONC 3.2 Financial promotion general guidance

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 7th February 2024

    CONC 3.2 Financial promotion general guidance

  • Change of sender address for FCA Handbook website update alerts

    Publish Date: 1st August 2015

    FCA Handbook website users should note that if they have set up a My FCA account online to receive alerts when sections of the FCA Handbook website which are of interest to them update, this alert wil…

  • MCOB 3A.1 Application and purpose

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 7th February 2024

    MCOB 3A.1 Application and purpose

  • COBS 4.10 Approving and confirming compliance of financial promotions

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 7th February 2024

    COBS 4.10 Approving and confirming compliance of financial promotions

  • MAR Sch 2 Notification requirements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    MAR Sch 2 Notification requirements

  • ICOBS 2.2 Communications to clients and financial promotions

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 7th February 2024

    ICOBS 2.2 Communications to clients and financial promotions

  • BCOBS 2.1 Purpose and Application: Who and what?

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 7th February 2024

    BCOBS 2.1 Purpose and Application: Who and what?

  • SYSC 1 Annex 1 Detailed application of SYSC

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    SYSC 1 Annex 1 Detailed application of SYSC

  • COBS Sch 1 Record keeping requirements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    COBS Sch 1 Record keeping requirements

  • PERG 8.2 Introduction

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 7th February 2024

    PERG 8.2 Introduction

  • DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments

  • COBS 11.4 Client limit orders

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    COBS 11.4 Client limit orders

  • SYSC 9.1 General rules on record-keeping

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 5th April 2024

    SYSC 9.1 General rules on record-keeping