Latest News, Updates and Changes
SUP 16.31 Financial promotion approval reporting
This piece of Handbook content was changed by an instrument this month.
Effective Date: 6th November 2023
SUP 16.31 Financial promotion approval reporting
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FCA 2023/38: Financial Promotion (Approver Permission) Instrument 2023
This instrument was made in the last month.
Publish Date: 27th October 2023
FCA 2023/38: Financial Promotion (Approver Permission) Instrument 2023
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FCA 2023/28: Senior Management Arrangements, Systems and Controls (Remuneration Codes) (No 9) Instrument 2023
This instrument was made in the last month.
Publish Date: 24th October 2023
FCA 2023/28: Senior Management Arrangements, Systems and Controls (Remuneration Codes) (No 9) Instrument 2023
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policy stakeholder
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 31st December 2023
policy stakeholder
218 a natural person (excluding a policyholder ) who is under a contractual or statutory obligation, which does not arise solely from that person’s trade or profession, to pay an amount: (1) relating…
freeholder
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 31st December 2023
freeholder
146 (in ICOBS , SYSC 19F.2 , PROD 1.4 and PROD 4 ) in relation to a multi-occupancy building insurance contract , a landlord within the meaning of paragraph 1 of Schedule 1 to the Landlord and Tenant…
multi-occupancy building insurance contract
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 31st December 2023
multi-occupancy building insurance contract
162 a policy within the meaning of paragraph 1 of Schedule 1 to the Landlord and Tenant Act 1985.
leaseholder
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 31st December 2023
leaseholder
103 (in ICOBS , SYSC 19F.2 , PROD 1.4 and PROD 4 ) in relation to a multi-occupancy building insurance contract : (1) a policy stakeholder or a policyholder (who is a natural person acting for purpose…
ICOBS 6A.7 Disclosure requirements for multi-occupancy buildings insurance
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 31st December 2023
ICOBS 6A.7 Disclosure requirements for multi-occupancy buildings insurance
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SUP 16.30 Baseline Financial Resilience Report
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2024
SUP 16.30 Baseline Financial Resilience Report
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SUP 16 Annex 54G Guidance notes on the data items for FIN073 (the Baseline Financial Resilience Report)
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2024
SUP 16 Annex 54G Guidance notes on the data items for FIN073 (the Baseline Financial Resilience Report)
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SUP 16 Annex 53R Data items for FIN073 (the Baseline Financial Resilience Report)
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2024
SUP 16 Annex 53R Data items for FIN073 (the Baseline Financial Resilience Report)
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EMIRR
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR
164 European Market Infrastructure Regulation Rules sourcebook…
EMIRR 1.1 Application
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 1.1 Application
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EMIRR 1.3 Definitions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 1.3 Definitions
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EMIRR 1.2 Purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 1.2 Purpose
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EMIRR 2.2 Procedure for updates of the LEIs
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 2.2 Procedure for updates of the LEIs
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EMIRR 2.4 End-of-day response mechanisms
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 2.4 End-of-day response mechanisms
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EMIRR 2.1 Verification of derivatives by trade repositories
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 2.1 Verification of derivatives by trade repositories
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EMIRR 2.3 Reconciliation of data by trade repositories
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 2.3 Reconciliation of data by trade repositories
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non-workplace pension
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st December 2023
non-workplace pension
97 the individual arrangements of a member of a non-workplace pension scheme who is a retail client with the scheme’s operator .