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  • FOS 2020/4: EU Exit (“IP completion day” and Time-Related Amendments) Instrument 2020

    This instrument was made in the last month.

    Publish Date: 1st October 2020

    FOS 2020/4: EU Exit (“IP completion day” and Time-Related Amendments) Instrument 2020

  • Handbook website changes for EU withdrawal and application of the TTP

    Publish Date: 1st October 2020

    Handbook website changes for EU withdrawal and application of the TTP The FCA has today published an updated version of the FCA Handbook to show the rules that will apply at the end of the transition…

  • PROD 4.5 Additional expectations for manufacturers and distributors in relation to value measures data

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2021

    PROD 4.5 Additional expectations for manufacturers and distributors in relation to value measures data

  • SUP 16.27 General insurance value measures reporting

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st July 2021

    SUP 16.27 General insurance value measures reporting

  • PROD TP 1 Transitional Provisions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2021

    PROD TP 1 Transitional Provisions

  • SUP 16 Annex 48AR Value measures report form (REP019)

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st July 2021

    SUP 16 Annex 48AR Value measures report form (REP019)

  • SUP 16 Annex 48BG Notes on completing the value measures report form (REP019)

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st July 2021

    SUP 16 Annex 48BG Notes on completing the value measures report form (REP019)

  • SUP 16 Annex 48R Products covered by the reporting requirement in SUP 16.27.7R

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st July 2021

    SUP 16 Annex 48R Products covered by the reporting requirement in SUP 16.27.7R

  • FCA 2020/40: Value Measures Reporting and Monitoring Instrument 2020

    This instrument was made in the last month.

    Publish Date: 22nd September 2020

    FCA 2020/40: Value Measures Reporting and Monitoring Instrument 2020

  • cryptoasset exchange traded note

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th January 2021

    cryptoasset exchange traded note

    244 247 a debt security : (a) which is traded on a trading venue or a market operated by a ROIE ; (b) which features no periodic coupon payments; and (c) whose return tracks the performance of an unre…

  • cryptoasset derivative

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th January 2021

    cryptoasset derivative

    244 247 a derivative where the underlying is, or includes, an unregulated transferable cryptoasset or an index or derivative relating to an unregulated transferable cryptoasset .

  • COBS 22.6 Prohibition on the retail marketing, distribution and sale of cryptoasset derivatives and cryptoasset exchange traded notes

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th January 2021

    COBS 22.6 Prohibition on the retail marketing, distribution and sale of cryptoasset derivatives and cryptoasset exchange traded notes

  • unregulated transferable cryptoasset

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th January 2021

    unregulated transferable cryptoasset

    85 86 a cryptographically secured digital representation of value or contractual rights that uses distributed ledger technology and which: (a) is capable of being traded on or transferred through a pl…

  • discretionary commission arrangement

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th January 2021

    discretionary commission arrangement

    136 any arrangement under which: (a) a lender permits a credit broker to decide or negotiate (whether or not within specified limits or subject to conditions or restrictions) the amount of any item in…

  • CONC 4.5 Commissions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 28th January 2021

    CONC 4.5 Commissions

  • Changes to how you can contact us

    Publish Date: 24th July 2020

    Changes to how you can contact us We have made a change to the website to remove the webchat facility. You can still get in touch by emailing Handbook Feedback or by calling us on the following number…

  • FCA significant-influence functions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    FCA significant-influence functions

    136 any of the FCA controlled functions labelled as an FCA significant-influence function in 133 the table of FCA controlled functions .

  • pure benchmark SMCR firm

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    pure benchmark SMCR firm

    193 has the meaning in SYSC 23 Annex 1 6.13R(1)(b), and in summary means an SMCR firm that has permission to carry on the regulated activity of administering a benchmark but no other regulated activit…

  • limited scope SMCR benchmark firm

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    limited scope SMCR benchmark firm

    82 has the meaning in SYSC 23 Annex 1 6.12R, and in summary means a pure benchmark SMCR firm that is subject to a waiver that treats the firm as a limited scope SMCR firm .

  • APER employer

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    APER employer

    160 (in relation to an approved person whose approval is given under SUP 10A (FCA Approved Persons in Appointed Representatives)): (a) the appointed representative in relation to which that approved p…