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  • FPCOB 9.3 Post-contract information: funeral plan contracts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 9.3 Post-contract information: funeral plan contracts

  • FPCOB 2.1 General principles

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 2.1 General principles

  • FPCOB 9 Annex 1 Funeral plan summary

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 9 Annex 1 Funeral plan summary

  • FPCOB 3.1 Trust and insurance arrangements: structure provisions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FPCOB 3.1 Trust and insurance arrangements: structure provisions

  • COCON firm activities

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    COCON firm activities

    265 (as defined in more detail in COCON 1.1.7AR(1) and in relation to conduct of a person in relation to a firm ) the corresponding activities of the firm as referred to in COCON 1.1.6R to COCON 1.1.7…

  • closed product

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    closed product

    265 a product : (1) where there are existing contracts with retail customers entered into before 31 July 2023; and (2) which is not marketed or distributed to retail customers (including by way of ren…

  • target market

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    target market

    111 one or more groups of retail customers sharing common features whose characteristics, needs and objectives the product is or will be designed to meet, as identified by the manufacturer in accordan…

  • existing product

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    existing product

    159 a product which:(1) was manufactured , marketed or distributed before 31 July 2023; and (2) is marketed or distributed to retail customers (including by way of renewal) on or after 31 July 2023.

  • product

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    product

    213 (1) any specified investment distributed or to be distributed to retail customers ; and (2) any service which involves or includes the carrying on of a regulated activity or an ancillary activity…

  • non-retail financial instrument

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    non-retail financial instrument

    94 a financial instrument in respect of which the conditions in either paragraphs (1)(a) and (b) or (2) are met: (1) (a) the marketing materials for the financial instrument (including the prospectus…

  • PRIN 2A.11 Sale and purchase of product books

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    PRIN 2A.11 Sale and purchase of product books

  • PRIN 2A.8 Governance and culture

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    PRIN 2A.8 Governance and culture

  • PRIN 2A.3 Consumer Duty: retail customer outcome - products and services

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    PRIN 2A.3 Consumer Duty: retail customer outcome - products and services

  • PRIN 2A.4 Consumer Duty: retail customer outcome on price and value

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    PRIN 2A.4 Consumer Duty: retail customer outcome on price and value

  • PRIN 2A.5 Consumer Duty: retail customer outcome on consumer understanding

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    PRIN 2A.5 Consumer Duty: retail customer outcome on consumer understanding

  • PRIN 2A.6 Consumer Duty: retail customer outcome on consumer support

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    PRIN 2A.6 Consumer Duty: retail customer outcome on consumer support

  • retail market business

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    retail market business

    215 the regulated activities and ancillary activities to those activities, payment services , issuing electronic money , and activities connected to the provision of payment services or issuing of ele…

  • PRIN 2A.10 Redress or other appropriate action

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    PRIN 2A.10 Redress or other appropriate action

  • PRIN 2A.7 General

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    PRIN 2A.7 General

  • PRIN 2A.1 Application and purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st July 2023

    PRIN 2A.1 Application and purpose