Latest News, Updates and Changes
FPCOB 9.3 Post-contract information: funeral plan contracts
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 9.3 Post-contract information: funeral plan contracts
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FPCOB 2.1 General principles
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 2.1 General principles
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FPCOB 9 Annex 1 Funeral plan summary
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 9 Annex 1 Funeral plan summary
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FPCOB 3.1 Trust and insurance arrangements: structure provisions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2022
FPCOB 3.1 Trust and insurance arrangements: structure provisions
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COCON firm activities
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
COCON firm activities
265 (as defined in more detail in COCON 1.1.7AR(1) and in relation to conduct of a person in relation to a firm ) the corresponding activities of the firm as referred to in COCON 1.1.6R to COCON 1.1.7…
closed product
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
closed product
265 a product : (1) where there are existing contracts with retail customers entered into before 31 July 2023; and (2) which is not marketed or distributed to retail customers (including by way of ren…
target market
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
target market
111 one or more groups of retail customers sharing common features whose characteristics, needs and objectives the product is or will be designed to meet, as identified by the manufacturer in accordan…
existing product
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
existing product
159 a product which:(1) was manufactured , marketed or distributed before 31 July 2023; and (2) is marketed or distributed to retail customers (including by way of renewal) on or after 31 July 2023.
product
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
product
213 (1) any specified investment distributed or to be distributed to retail customers ; and (2) any service which involves or includes the carrying on of a regulated activity or an ancillary activity…
non-retail financial instrument
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
non-retail financial instrument
94 a financial instrument in respect of which the conditions in either paragraphs (1)(a) and (b) or (2) are met: (1) (a) the marketing materials for the financial instrument (including the prospectus…
PRIN 2A.11 Sale and purchase of product books
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
PRIN 2A.11 Sale and purchase of product books
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PRIN 2A.8 Governance and culture
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
PRIN 2A.8 Governance and culture
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PRIN 2A.3 Consumer Duty: retail customer outcome - products and services
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
PRIN 2A.3 Consumer Duty: retail customer outcome - products and services
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PRIN 2A.4 Consumer Duty: retail customer outcome on price and value
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
PRIN 2A.4 Consumer Duty: retail customer outcome on price and value
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PRIN 2A.5 Consumer Duty: retail customer outcome on consumer understanding
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
PRIN 2A.5 Consumer Duty: retail customer outcome on consumer understanding
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PRIN 2A.6 Consumer Duty: retail customer outcome on consumer support
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
PRIN 2A.6 Consumer Duty: retail customer outcome on consumer support
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retail market business
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
retail market business
215 the regulated activities and ancillary activities to those activities, payment services , issuing electronic money , and activities connected to the provision of payment services or issuing of ele…
PRIN 2A.10 Redress or other appropriate action
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
PRIN 2A.10 Redress or other appropriate action
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PRIN 2A.7 General
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
PRIN 2A.7 General
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PRIN 2A.1 Application and purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2023
PRIN 2A.1 Application and purpose
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