Latest News, Updates and Changes
Appointed representative termination form
Publish Date: 23rd April 2023
Appointed representative termination form
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FCA 2023/14: Technical Standards (Markets in Financial Instruments Regulations) (Derivatives Trading Obligation) Instrument 2023
Publish Date: 31st March 2023
FCA 2023/14: Technical Standards (Markets in Financial Instruments Regulations) (Derivatives Trading Obligation) Instrument 2023
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Notification under MIFIDPRU 2.4.20R relating to membership of an investment firm group and/or a financial conglomerate
Publish Date: 31st March 2023
Notification under MIFIDPRU 2.4.20R relating to membership of an investment firm group and/or a financial conglomerate
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FCA 2023/15: Application and periodic fees (2023/24) Instrument 2023
Publish Date: 31st March 2023
FCA 2023/15: Application and periodic fees (2023/24) Instrument 2023
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Redress calculation, further information: initial request
Publish Date: 31st March 2023
Redress calculation, further information: initial request
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Further information request (1): initial request
Publish Date: 31st March 2023
Further information request (1): initial request
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CONRED 4 Annex 16 Final reminder to accept offer
Publish Date: 31st March 2023
CONRED 4 Annex 16 Final reminder to accept offer
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Request for detailed calculation report
Publish Date: 31st March 2023
Request for detailed calculation report
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FCA 2023/16: Financial Services Compensation Scheme (Management Expenses Levy Limit 2023/2024) Instrument 2023
Publish Date: 31st March 2023
FCA 2023/16: Financial Services Compensation Scheme (Management Expenses Levy Limit 2023/2024) Instrument 2023
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Guidance notes on data items in MIFIDPRU 9 Annex 1R
Publish Date: 31st March 2023
Guidance notes on data items in MIFIDPRU 9 Annex 1R
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FCA 2023/10: Consumer Duty (Amendments) Instrument 2023
Publish Date: 31st March 2023
FCA 2023/10: Consumer Duty (Amendments) Instrument 2023
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Redress determination: Result of redress calculation
Publish Date: 31st March 2023
Redress determination: Result of redress calculation
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FCA 2023/11: Handbook Administration (No 64) Instrument 2023
Publish Date: 31st March 2023
FCA 2023/11: Handbook Administration (No 64) Instrument 2023
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Article 1 Derivatives subject to the trading obligation
Publish Date: 31st March 2023
Article 1 Derivatives subject to the trading obligation
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FOS 2023/1: Fees Manual (Financial Ombudsman Service Case Fees 2023/2024) Instrument 2023
Publish Date: 31st March 2023
FOS 2023/1: Fees Manual (Financial Ombudsman Service Case Fees 2023/2024) Instrument 2023
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FCA 2023/12: Product Governance for Overseas Non-Investment Insurance Products Instrument 2023
Publish Date: 31st March 2023
FCA 2023/12: Product Governance for Overseas Non-Investment Insurance Products Instrument 2023
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Guidance notes for data items in SUP 16 Annex 24R
Publish Date: 31st March 2023
Guidance notes for data items in SUP 16 Annex 24R
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