Latest News, Updates and Changes
FCA 2023/26: Periodic Fees (2023/24) and Other Fees Instrument 2023
Publish Date: 3rd July 2023
FCA 2023/26: Periodic Fees (2023/24) and Other Fees Instrument 2023
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COBS 10 Annex 3 Assessing appropriateness: units in a long-term asset fund
Publish Date: 3rd July 2023
COBS 10 Annex 3 Assessing appropriateness: units in a long-term asset fund
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ICOBS 2.7 Customers in financial difficulty
Publish Date: 3rd July 2023
ICOBS 2.7 Customers in financial difficulty
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FCA 2023/23: Insurance: Conduct of Business Sourcebook (Customers in Financial Difficulty) Instrument 2023
Publish Date: 3rd July 2023
FCA 2023/23: Insurance: Conduct of Business Sourcebook (Customers in Financial Difficulty) Instrument 2023
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Application for admission to the register of issuers and register of regulated covered bonds
Publish Date: 30th June 2023
Application for admission to the register of issuers and register of regulated covered bonds
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RCB 3 Annex 6D: Bond Cancellation Form
Publish Date: 30th June 2023
RCB 3 Annex 6D: Bond Cancellation Form
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RCB 3 Annex 7AD: Loan-level Data Form
Publish Date: 30th June 2023
RCB 3 Annex 7AD: Loan-level Data Form
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FCA 2023/27: Cryptoasset Financial Promotions Instrument 2023
Publish Date: 30th June 2023
FCA 2023/27: Cryptoasset Financial Promotions Instrument 2023
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registered person
Publish Date: 30th June 2023
registered person
220 (as defined in article 73ZA of the Financial Promotion Order ) a person who is: (a) a cryptoasset exchange provider or custodian wallet provider , as defined in regulation 14A (cryptoasset exchang…
FCA 2023/29: Mortgage Affordability Rules (Amendment) Instrument 2023
Publish Date: 30th June 2023
FCA 2023/29: Mortgage Affordability Rules (Amendment) Instrument 2023
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Redress calculation, further information request: final reminder
Publish Date: 30th June 2023
Redress calculation, further information request: final reminder
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FCA 2023/24: Handbook Administration (No 65) Instrument 2023
Publish Date: 30th June 2023
FCA 2023/24: Handbook Administration (No 65) Instrument 2023
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Redress calculation, further information: initial request
Publish Date: 30th June 2023
Redress calculation, further information: initial request
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Annual confirmation of compliance with the RCB Regulations and the RCB sourcebook
Publish Date: 30th June 2023
Annual confirmation of compliance with the RCB Regulations and the RCB sourcebook
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RCB 3 Annex 2D: Asset Pool Notification Form
Publish Date: 30th June 2023
RCB 3 Annex 2D: Asset Pool Notification Form
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limited protection LTAF investor
Publish Date: 29th June 2023
limited protection LTAF investor
101 an investor in a long-term asset fund who is: (1) a professional client ; or (2) a retail client who is: (a) (i) a certified high net worth investor ; or (ii) an investor who has been certified as…
conditional permitted illiquid assets
Publish Date: 29th June 2023
conditional permitted illiquid assets
272 in relation to conditional permitted links , and in respect of a firm’s business with linked policyholders , any permitted link or conditional permitted link (other than a conditional permitted lo…