Latest News, Updates and Changes
FEES 5.8 Joining the Financial Ombudsman Service
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
FEES 5.8 Joining the Financial Ombudsman Service
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FEES TP 3 [deleted]
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
FEES TP 3 [deleted]
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FEES 6.7 Payment of levies
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
FEES 6.7 Payment of levies
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SYSC 1 Annex 1 Detailed application of SYSC
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
SYSC 1 Annex 1 Detailed application of SYSC
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COBS Sch 1 Record keeping requirements
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
COBS Sch 1 Record keeping requirements
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DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
DEPP 2 Annex 1 Warning notices and decision notices under the Act and certain other enactments
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FEES 5.4 Information requirement
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
FEES 5.4 Information requirement
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FEES 5.4 Information requirement
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st June 2024
FEES 5.4 Information requirement
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COBS 11.4 Client limit orders
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
COBS 11.4 Client limit orders
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COBS TP 2 Other Transitional Provisions
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
COBS TP 2 Other Transitional Provisions
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SYSC 9.1 General rules on record-keeping
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
SYSC 9.1 General rules on record-keeping
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close links
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
close links
(1) (in relation to MiFID business , the operation of a data reporting service 277 or in FUND ) a situation in which two or more persons are linked by: (a) participation in the form of 211 ownership,…
SYSC Sch 1 Record keeping requirements
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
SYSC Sch 1 Record keeping requirements
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SYSC 10.1 Application
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
SYSC 10.1 Application
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senior management
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
senior management
120 (1) [deleted] 209 (2) (in SYSC (except SYSC 4.3A ) 161 209 and in accordance with article 4(1)(10) of the UK CRR 180 ) those persons who are a natural person and who exercise executive functions i…
FEES 6.3 The FSCS's power to impose levies
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
FEES 6.3 The FSCS's power to impose levies
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MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract
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MCOB 13.8 Home purchase plans
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 13.8 Home purchase plans
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MCOB 13.2 Purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 13.2 Purpose
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MCOB Sch 1 Record keeping requirements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB Sch 1 Record keeping requirements
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