Article 10 Staffing policies and procedures

An application for registration as a trade repository shall contain the following information:

  1. (a)

    a copy of the remuneration policy for the senior management, board members and the staff employed in risk and control functions of the applicant;

  2. (b)

    a description of the measures put in place by the applicant to mitigate the risk of over-reliance on any individual employees.