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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2021-01-01.

Article -2 Application

(1) This Regulation applies to:

  1. (a)

    a MiFID investment firm; and

  2. (b)

    a person to whom regulation 30 or 32(2) of the MiFI Regulations applies.