Article 7 Denial of access by a trading venue based on other factors creating significant undue risks

A trading venue may deny an access request on grounds of significant undue risks in any of the following cases:

  1. (a)

    threat to the economic viability of the trading venue or its ability to meet minimum capital requirements under paragraph 1 of the Schedule to the Financial Services and Markets Act (Recognition Requirements Regulations) 2001;

  2. (b)

    incompatibility of trading venue rules and CCP rules that the trading venue cannot remedy in cooperation with the CCP.