Regulatory/Registry Guides

These are guides to regulatory topics:

Regulatory guide title Reference code
The Collective Investment Scheme Information Guide COLLG
The Enforcement Guide EG
Financial Crime Guide: A firm’s guide to countering financial crime risks FCG
Financial Crime Thematic Reviews FCTR
The Perimeter Guidance Manual PERG
FCA Registration Function under the Co-operative and Community Benefit Societies Act 2014 Guide RFCCBS
The Responsibilities of Providers and Distributors for the Fair Treatment of Customers RPPD
The Unfair Contract Terms and Consumer Notices Regulatory Guide UNFCOG
The Wind-down Planning Guide WDPG
The MiFID 2 Onshoring Guide M2G