Related provisions for APER 4.1.1A

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DEPP 6.5B.2GRP
(1) The FCA3 will determine a figure which will be based on a percentage of an individual’s “relevant income”. “Relevant income” will be the gross amount of all benefits received by the individual from the employment in connection with which the breach occurred (the “relevant employment”), and for the period of the breach. In determining an individual’s relevant income, “benefits” includes, but is not limited to, salary, bonus, pension contributions, share options and share schemes;
APER 2.1A.3RRP
1Statements of Principle issued under section 64A(1)(a) of the ActStatement of Principle 1An approved person must act with integrity in carrying out his accountable functions.Statement of Principle 2An approved person must act with due skill, care and diligence in carrying out his accountable functions.Statement of Principle 3An approved person must observe proper standards of market conduct in carrying out his accountable functions.Statement of Principle 4An approved person must deal