Search Result

41 - 60 of 1509 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose