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PROF 3.2 The FSA's power to make a direction
As Published: 2004
PROF 3.2 The FSA's power to make a direction
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AUTH 5.5 EEA firms providing cross border services into the United Kingdom
As Published: 2003
AUTH 5.5 EEA firms providing cross border services into the United Kingdom
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ELM 8.4 The conditions for giving a small e-money issuer certificate
As Published: 2002
ELM 8.4 The conditions for giving a small e-money issuer certificate
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SUP 7.3 Criteria for varying a firm's permission
As Published: 2004
SUP 7.3 Criteria for varying a firm's permission
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PRU 7.2 Capital resources requirements and technical provisions for insurance business
As Published: 2004
PRU 7.2 Capital resources requirements and technical provisions for insurance business
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PRU 7.4 With-profits insurance capital component
As Published: 2005
PRU 7.4 With-profits insurance capital component
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COB 6.5 Content of key features and important information: life policies, schemes, ISA and CTF cash deposit components and stakeholder pension schemes
As Published: 2001
COB 6.5 Content of key features and important information: life policies, schemes, ISA and CTF cash deposit components and stakeholder pension schemes
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CIS 5.2 General investment powers and limits for UCITS schemes
As Published: 2003
CIS 5.2 General investment powers and limits for UCITS schemes
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CASS 4.3 Segregation and operation of client money accounts
As Published: 2003
CASS 4.3 Segregation and operation of client money accounts
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COLL 5.2 General investment powers and limits for UCITS schemes
As Published: 2005
COLL 5.2 General investment powers and limits for UCITS schemes
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PRU 5.1 Liquidity risk systems and controls
As Published: 2004
PRU 5.1 Liquidity risk systems and controls
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