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portfolio management

    (1)212 46managing portfolios in accordance with mandates given by clients on a discretionary client-by-client basis where such portfolios include one or more financial instruments.

    [Note: article 4(1)(8)157 of MiFID]

    (2) (in ESG) a service provided to a client including:212

      1. (a) managing investments; or
      1. (b) private equity or other private market activities consisting of either advising on investments or managing investments on a recurring or ongoing basis in connection with an arrangement the predominant purpose of which is investment in unlisted securities.