Status: You are viewing the version of the handbook as on 2011-04-29.

Code of Practice for Approved Persons

    the provisions in APER 3 and APER 4 indicated by an "E" in the margin or heading, the purpose of which is to help determine whether or not an approved person's conduct complies with the Statements of Principle and which are issued by the FSA under section 64(2) of the Act (Conduct: statements and codes).3