senior manager
- (a) who is employed by:
- (i) a firm; or
- (ii) a body corporate within a group of which the firm is a member;
- (b) to whom the governing body of the firm, or a member of the governing body of the firm, has given responsibility, either alone or jointly with others, for management and supervision;
- (c) who, if the individual is employed by the firm, reports directly to:
- (i) the governing body; or
- (ii) a member of the governing body; or
- (iii) the chief executive; or
- (iv) the head of a significant business unit; and
- (d) who, if the individual is employed by a body corporate within the group, reports directly to a person who is the equivalent of a body or person referred to in (c).5
an individual other than a director: