SYSC 27.1 Application and purpose
Application
SYSC 27.1.2G
1This chapter is also relevant to employees of SMCR firms performing functions specified as FCA certification functions.
Purpose
SYSC 27.1.3G
- (1)
- (2)
Under this regime, a firm should ensure that its employees only perform an FCA certification function if they have a certificate issued by that firm to perform that function.
- (3)
The purpose of this chapter is to specify ‘FCA certification functions’ and to give guidance on the FCA’s certification regime.