SUP TP 1 - Rule-making and Amending Instruments
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FCA 2021/65: Value Measures Reporting and Monitoring (Amendment) Instrument 2021
Chapter: SUP
Effective Date: 17th December 2021
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FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021
Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG
Effective Date: 26th November 2021
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FCA 2021/19: Non-Investment Insurance: Product Governance, Premium Finance, General Insurance Auto-Renewal and Home and Motor Insurance Pricing Instrument 2021
Chapter: Glossary, SUP, GEN, ICOBS, PROD, SYSC
Effective Date: 28th May 2021
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FCA 2020/64: Individual Accountability (FCA-Authorised Firms) (COVID-19 and Extension of Deadlines) Instrument 2020
Chapter: Glossary, SUP, CASS, COCON, SYSC
Effective Date: 28th October 2020
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FCA 2019/92: Mortgages (Responsible Lending) Instrument 2019
Chapter: MCOB, SUP
Effective Date: 28th October 2019
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FCA 2019/81: Individual Accountability (FCA-Authorised Firms) Instrument 2019
Chapter: Glossary, FIT, SUP, DISP, APER, SYSC, EMPS, OMPS, SERV, CASS, CREDS, BENCH, IFPRU, COCON, CMCOB
Effective Date: 26th July 2019
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FCA 2019/11: Reporting of Information about Directory Persons (Dual-Regulated Firms) Instrument 2019
Chapter: Glossary, SUP, SYSC
Effective Date: 8th March 2019
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FCA 2018/57: Payment Services (Amendment) Instrument 2018
Chapter: Glossary, SUP, DISP, PERG, BCOBS, CREDS
Effective Date: 19th December 2018
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FOS 2018/6: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FCA 2018/56: Claims Management Instrument 2018
Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG
Effective Date: 17th December 2018
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FCA 2018/48: Supervision Manual (Reporting No 9) Instrument 2018
Chapter: SUP, ICOBS
Effective Date: 28th September 2018
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FCA 2018/3: Client Assets (Term Deposits) Instrument 2018
Chapter: SUP, CASS
Effective Date: 22nd January 2018
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FOS 2017/4: Payment Services Instrument 2017
Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG
Effective Date: 18th September 2017
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FCA 2017/54: Payment Services Instrument 2017
Chapter: Glossary, DISP, SUP, GEN, SYSC, PRIN, COBS, DEPP, PERG, BCOBS, CONC, EG
Effective Date: 18th September 2017
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FCA 2017/46: Client Assets Supervision (P2P CASS Audits) Instrument 2017
Chapter: SUP
Effective Date: 21st July 2017
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FCA 2016/53: Supervision Manual (Financial Crime Report) Instrument 2016
Chapter: SUP
Effective Date: 29th July 2016
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FCA 2016/24: Client Assets Sourcebook (Amendment No 9) Instrument 2016
Chapter: Glossary, SUP, CASS, SYSC
Effective Date: 21st March 2016
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FCA 2016/4: UCITS V Directive Instrument 2016
Chapter: Glossary, IPRU-INV, SUP, CASS, SYSC, COLL, FUND
Effective Date: 3rd February 2016
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FCA 2015/18: Mortgage Credit Directive Instrument 2015
Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD
Effective Date: 25th March 2015
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FCA 2014/59: Handbook Administration (No 36) Instrument 2014
Chapter: Glossary, SYSC, APER, GEN, FEES, MIPRU, IPRU(INV), IPRU(FSOC), COBS, ICOBS, MCOB, CASS, MAR, SUP, DEPP, COLL, CONC, FUND, DTR
Effective Date: 11th December 2014
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FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014
Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG
Effective Date: 27th February 2014
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FCA 2014/13: Crowdfunding and the Promotion of Non-Readily Realisable Securities Instrument 2014
Chapter: Glossary, SYSC, IPRU-INV, COBS, CASS, SUP
Effective Date: 27th February 2014
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FCA 2013/77: Capital Requirements Directive IV (AIFMD and UCITS Consequential Amendments) Instrument 2013
Chapter: Glossary, UPRU, IPRU-INV, SUP
Effective Date: 12th December 2013
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FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013
Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG
Effective Date: 27th June 2013
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FCA 2013/19 PRA2013/14: Legal Cutover (General Transitional and Miscellaneous Provisions) Instrument 2013
Chapter: Glossary, GEN, COBS, ICOBS, MCOB, SUP
Effective Date: 19th March 2013
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FSA 2011/58: Retail Distribution Review (Retail Mediation Activities Return and Complaints Data) Instrument 2011
Chapter: Glossary, SUP, DISP
Effective Date: 22nd September 2011
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FSA 2011/34: Handbook Administration (No 22) Instrument 2011
Chapter: BIPRU, SUP, DEPP, EG
Effective Date: 23rd June 2011
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FSA 2011/31: Client Assets Reporting (Amendment No 2) Instrument 2011
Chapter: CASS, SUP
Effective Date: 26th May 2011
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FSA 2011/26: Client Assets Reporting (Amendment) Instrument 2011
Chapter: CASS, SUP
Effective Date: 28th April 2011
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FSA 2011/15: Controlled Functions (Amendment No 2) Instrument 2011
Chapter: Glossary, SYSC, APER, FIT, SUP, CRED
Effective Date: 24th March 2011
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FSA 2011/21: Supervision Manual (Auditor's Client Assets Report) (Amendment) Instrument 2011
Chapter: Glossary, SUP
Effective Date: 24th March 2011
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FSA 2011/7: Electronic Money and Payment Services Instrument 2011
Chapter: Glossary, PRIN, SYSC, COND, GEN, GENPRU, BIPRU, COBS, SUP, DEPP, DISP, ELM, PERG, BSOG, EG
Effective Date: 9th February 2011
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FSA 2010/52: Client Assets Sourcebook (Enhancement) Instrument 2010
Chapter: Glossary, CASS, SUP
Effective Date: 13th October 2010
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FSA 2010/43: Liquidity Standards (Miscellaneous Amendments) Instrument 2010
Chapter: Glossary, SYSC, BIPRU, SUP
Effective Date: 23rd September 2010
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FSA 2010/1: Sale and Rent Back Instrument 2010
Chapter: Glossary, GEN, FEES, MIPRU, MCOB, SUP, PERG
Effective Date: 28th January 2010
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FSA 2009/67: Treaty of Lisbon (Consequential Handbook Amendments) Instrument 2009
Chapter: Glossary, PRIN, SYSC, GENPRU, BIPRU, INSPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, MAR, TC, SUP, DEPP, DISP, COLL, ELM, REC, PR, DTR, GEN, LR, UNFCOG
Effective Date: 27th November 2009
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FSA 2009/56: Supervision Manual (Integrated Regulatory Reporting Of Liquidity For Banks, Building Societies And Investment Firms) Instrument 2009
Chapter: Glossary, SUP
Effective Date: 30th September 2009
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FSA 2009/49: Handbook Administration (No 15) Instrument 2009
Chapter: Glossary, PRIN, SYSC, GEN, FEES, BIPRU, INSPRU, MIPRU, COBS, MCOB, MAR, SUP, DISP, COMP, COAF, COLL, CRED, RCB, REC, LR, DTR, PR, PERG
Effective Date: 24th September 2009
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FSA 2009/42: Supervision Manual (Controlled Functions) (Amendment No 2) Instrument 2009
Chapter: Glossary, APER, SUP
Effective Date: 23rd July 2009
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FSA 2009/36: Interim Permitted Regulated Sale And Rent Back Activities Instrument 2009
Chapter: Glossary, SYSC, FEES, MCOB, TC, SUP, DISP
Effective Date: 1st July 2009