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Status: You are viewing the version of the handbook as on 2019-07-21.

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 8.5.1RRP

A firm which has applied for or has been granted a waiver must notify the appropriate regulator1 immediately if it becomes aware of any matter which could affect the continuing relevance or appropriateness of the application or the waiver.

SUP 8.5.2GRP

Firms are also referred to SUP 15.6 (Inaccurate, false or misleading information). This requires, in SUP 15.6.4 R, a firm to notify the appropriate regulator1 if false, misleading, incomplete or inaccurate information has been provided. This would apply in relation to information provided in an application for a waiver.