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Status: You are viewing the version of the handbook as on 2009-03-31.

SUP 16 Annex 16A 21Standing data (See SUP 16.10.4 R)

SUP 16 Annex 16A.1R

A: Communications with a firm

1. Name of the firm

2. Trading name(s) of the firm

3.

4. Registered office

5. Principal place of business

6. Website address

7. Telephone number

8. The name and email address of the principal compliance contact

B: Information about a firm on the FSA Register

9. Regulated activities for which a firm has permission

10. Whether the firm holds client money

11.

C: Other information about a firm

12.

13.

14. Name and address of firm's auditor

15. Legal status

16. Accounting reference date