Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

MIPRU Sch 1 Record keeping requirements

MIPRU Sch 1.1G


The aim of the guidance in the following table is to give the reader an overview of the relevant record keeping requirements.


It is not a complete statement of those requirements and should not be relied on as if it were.

2Handbook reference

Subject of record

Contents of record

When record must be made

Retention period

MIPRU 4.2D.9 R (3)

Stress tests

All stress tests performed by a firm to which MIPRU 4.2D.1 R applies, and the results of those tests

As soon as practicable after a test has been performed

Not specified