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Status: You are viewing the version of the handbook as on 2012-12-13.

MAR 4.1 Application and Purpose


MAR 4.1.1RRP

1This chapter applies to every firm whose permission includes, or ought to include, any designated investment business, except as set out in MAR 4.4.1 R.

MAR 4.1.2GRP

MAR 4.1.1 R applies regardless of whether the firm's activity:

  1. (1)

    is a regulated activity;

  2. (2)

    is carried on from an office of the firm in the United Kingdom; or

  3. (3)

    is in respect of a client in the United Kingdom.


MAR 4.1.3G


MAR 4.1.4G