LR APP 1.1 - Rule-making and Amending Instruments
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FCA 2022/33: Financial Promotions and High-Risk Investments Instrument 2022
Chapter: Glossary, LR, GEN, COBS, BCOBS, CREDS, COLL, PERG
Effective Date: 1st August 2022
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FCA 2022/19: Listing Rules and Prospectus Regulation Rules (Prospectus Guidance and Guidelines) Instrument 2022
Chapter: Glossary, LR, PRR
Effective Date: 27th May 2022
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FCA 2022/6: Listing Rules and Disclosure Guidance and Transparency Rules (Diversity and Inclusion) Instrument 2022
Chapter: Glossary, LR, DTR
Effective Date: 20th April 2022
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FCA 2021/61: Listing Rules (Disclosure of Climate-Related Financial Information) (No 2) Instrument 2021
Chapter: Glossary, LR
Effective Date: 17th December 2021
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FCA 2021/55: Listing Rules (Primary Market Effectiveness) (Dual Class Share Structure) Instrument 2021
Chapter: Glossary, LR
Effective Date: 2nd December 2021
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FCA 2021/29: Listing Rules (Special Purpose Acquisition Companies) Instrument 2021
Chapter: Glossary, LR
Effective Date: 27th July 2021
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FCA 2021/15: UK Emission Trading Scheme Instrument 2021
Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC
Effective Date: 30th April 2021
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FOS 2021/3: UK Emission Trading Scheme Instrument 2021
Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC
Effective Date: 30th April 2021
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FCA 2020/75: Listing Rules (Disclosure of Climate-Related Financial Information) Instrument 2020
Chapter: Glossary, LR
Effective Date: 21st December 2020
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FCA 2020/47: Exiting the European Union: Handbook (Amendments) Instrument 2020
Chapter: Glossary, MCOB, LR, SUP, GEN, SYSC, DTR, COBS, PRIN, DEPP, RCB, BCOBS, COLL, PERG, CONC, EG, PROD, PRR
Effective Date: 1st October 2020
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FCA 2019/105: Listing Rules and Disclosure Guidance and Transparency Rules (Miscellaneous Amendments No 2) Instrument 2019
Chapter: Glossary, LR, APER, DTR, DEPP
Effective Date: 13th December 2019
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FCA 2019/80: Prospectus Regulation Rules Instrument 2019
Chapter: Glossary, MAR, LR, FEES, SUP, SYSC, DTR, COBS, DEPP, FUND, EG, PROD, PRR
Effective Date: 15th July 2019
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FCA 2018/27: Listing Rules (Sovereign Controlled Commercial Companies) Instrument 2018
Chapter: Glossary, LR, FEES, DEPP
Effective Date: 8th June 2018
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FCA 2017/62: Listing Rules Sourcebook and Fees Manual (Redesignation and Miscellaneous Amendments) Instrument 2017
Chapter: Glossary, LR, FEES
Effective Date: 26th October 2017
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FCA 2017/55: Listing Rules (Corporate Governance Code) Instrument 2017
Chapter: Glossary, LR
Effective Date: 13th September 2017
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FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017
Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD
Effective Date: 3rd July 2017
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FCA 2017/1: Handbook Administration (No 44) Instrument 2017
Chapter: Glossary, LR, SUP, GEN, COBS, TC, MCOB, CREDS, PERG, IPRU-INV, EG
Effective Date: 26th January 2017
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FCA 2016/67: Handbook Administration (No 43) Instrument 2016
Chapter: Glossary, PR, LR, SUP, COMP, GEN, SYSC, BIPRU, GENPRU, MAR, COBS, RCB, APER, FUND, CONC, COLL, IPRU-INV
Effective Date: 4th November 2016
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FCA 2016/44: Market Abuse Regulation Instrument (No 2) 2016
Chapter: Glossary, MAR, LR, SUP, EMPS, OMPS
Effective Date: 24th June 2016
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FCA 2015/51: Corporate Governance Code and Miscellaneous Amendments Instrument 2015
Chapter: Glossary, APER, LR, DTR, SYSC
Effective Date: 23rd October 2015
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FCA 2015/37: Handbook Administration (No 38) Instrument 2015
Chapter: Glossary, PRIN, SYSC, FEES, IPRU(FSOC), MCOB, SUP, DISP, COLL, LR, PR
Effective Date: 3rd July 2015
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FCA 2015/3: Listing, Prospectus and Disclosure and Transparency Rules (Miscellaneous Amendments No 3) Instrument 2015
Chapter: Glossary, FEES, LR, PR, DTR
Effective Date: 29th January 2015
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FCA 2014/54: Listing Rules (Sponsors) (Amendment No 5) Instrument 2014
Chapter: Glossary, LR, PR
Effective Date: 25th September 2014
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FCA 2014/45: Crowdfunding (Amendment) Instrument 2014
Chapter: Glossary, SYSC, COBS, SUP, DISP, CONC, LR, PERG
Effective Date: 24th July 2014
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FCA 2014/33: Listing Rules (Listing Regime Enhancements) Instrument 2014
Chapter: Glossary, DEPP, LR
Effective Date: 1st May 2014
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FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014
Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG
Effective Date: 27th February 2014
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FCA 2014/9: Listing Rules and Disclosure and Transparency Rules (Primary Information Providers) Instrument 2014
Chapter: Glossary, FEES, LR, DTR, EG
Effective Date: 30th January 2014
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FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013
Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG
Effective Date: 27th June 2013
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FCA 2013/48: Handbook Administration (No 30) Instrument 2013
Chapter: Glossary, SYSC, GEN, FEES, BIPRU, INSPRU, MCOB, MAR, SUP, CONRED, COMP, LR, BSOG
Effective Date: 27th June 2013
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FCA 2013/41: Handbook Administration (No 29) Instrument 2013
Chapter: Glossary, COBS, ICOBS, MCOB, BCOBS, CASS, SUP, CONRED, LR, PERG
Effective Date: 25th April 2013
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FCA 2013/26: Listing Rules (Sponsors) (Amendment No 4) Instrument 2013
Chapter: Glossary, LR
Effective Date: 19th March 2013
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FSA 2012/54: Listing Rules Sourcebook (Amendment No 8) Instrument 2012
Chapter: Glossary, LR
Effective Date: 27th September 2012
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FSA 2012/55: Listing Rules (Financial Information) (Amendment) Instrument 2012
Chapter: Glossary, LR, PR
Effective Date: 27th September 2012
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FSA 2012/44: Handbook Administration (No 27) Instrument 2012
Chapter: Glossary, ICOBS, MCOB, SUP, COMP, COLL, LR, PR
Effective Date: 27th September 2012
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FSA 2012/52: Listing, Prospectus and Disclosure Rules (Miscellaneous Amendments No 2) Instrument 2012
Chapter: Glossary, LR, PR, DTR
Effective Date: 27th September 2012
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FSA 2012/53: Listing Rules (Reverse Takeovers) Instrument 2012
Chapter: Glossary, LR
Effective Date: 27th September 2012
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FSA 2012/35: Emissions Allowance Auction Bidders Instrument 2012
Chapter: Glossary, PRIN, SYSC, APER, TC, FEES, IPRU-INV, COBS, CASS, MAR, SUP, DISP, REC, LR, PERG, EG
Effective Date: 26th July 2012
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FSA 2012/41: Listing Rules (Related Party Transactions) Instrument 2012
Chapter: Glossary, LR
Effective Date: 26th July 2012
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FSA 2012/31: Handbook Administration (No 26) Instrument 2012
Chapter: Glossary, PRIN, COND, FIT, GEN, FEES, IPRU-INV, COBS, MCOB, BCOBS, CASS, MAR, SUP, COMP, COLL, REC, LR, PR
Effective Date: 28th June 2012
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FSA 2012/11: Handbook Administration (No 25) Instrument 2012
Chapter: Glossary, SYSC, COBS, SUP, DISP, REC, LR, PERG
Effective Date: 21st March 2012