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Status: You are viewing the version of the handbook as on 2005-06-30.

CRED Sch 1 Record keeping requirements

CRED Sch 1.1G

The aim of the guidance in the following table is to give the reader a quick overall view of the relevant record keeping requirements.

It is not a complete statement of those requirements and should not be relied on as if it were.

CRED Sch 1.2G

Handbook reference

Subject of reference

Contents of record

When record must be made

Retention period

CRED 4.2.11 G

Apportionment of significant responsibilities

Record of arrangements and how responsibilities are shared.

Immediately

6 years

CRED 12.2.3 G

Money Laundering

Reference to ML 7 in relation to compliance and record keeping.

On-going in accordance with ML 7

5 years from dates specified in ML 7.3

CRED 12.7.1 G

Money Laundering

Specifies retention periods in relation to evidence of identity etc.

On-going

As per ML 7

CRED 17.6.1 R

Complaints Handling

Specifies retention period of complaints.

From date of receipt

3 years