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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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CRED App 1.1 This is the table referred to in CRED 2.2.2G.

CRED App 1.1.1

Sourcebook or manual

Reference code

High Level Standards

Principles for Businesses

PRIN

Senior Management Arrangements, Systems and Controls

SYSC

Statements of Principle and Code of Practice for Approved Persons

APER

The Fit and Proper test for Approved persons

FIT

13Financial Stability and Market Confidence sourcebook

FINMAR

General provisions

GEN

Business Standards

5 Interim Prudential sourcebooks

IPRU 8

8General Prudential sourcebook

GENPRU

8Prudential sourcebook for Banks, Building Societies and Investment Firms

BIPRU

8Prudential sourcebook for Insurers

INSPRU

8Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries

MIPRU

8Prudential sourcebook for UCITS Firms

UPRU

Conduct of Business

COBS 11

11

Client assets

CASS 3

Market conduct, including:

Code of Market Conduct

Price stabilising rules

Inter-professional conduct, Multilateral Trading Facilities911

2 9

MAR

Training and Competence

TC 7

Regulatory Processes

Authorisation

AUTH

Supervision

SUP

Decision Procedure and Penalties10

10

DEPP 10 10

10

Redress

Dispute resolution: Complaints

DISP

Compensation

COMP

Complaints against the FSA

COAF

Specialist sourcebooks

[deleted]12

12

[deleted]12

12

Collective Investment Schemes12 sourcebook

12 12

COLL 4

Credit unions

CRED

[deleted]11

11

[deleted]11

11

Professional firms

PROF

Deleted

Deleted

Mortgages

MORT

Recognised investment exchanges and Recognised clearing houses

REC

6 6

Listing, Prospectus and Disclosure6

Listing Rules

LR

Prospectus Rules

PR

Disclosure Rules and Transparency Rules

DTR

Schedules:

Transitional provisions

Summary schedules:

1. Record keeping requirements

2. Notification requirements

3. Fees and other required payments

4. Powers exercised in making the Handbook

5. Rights of action for damages

6. Rules that can be waived

7. Releases

Glossary of definitions

Index