Content Options

Content Options

View Options

Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2012-12-13.

Status: In this content, we have included all amendments made by EU exit-related instruments up to end September 2020. There will be more amendments to be made later this year, further to the September QCP.

COBS Sch 4 Powers exercised

COBS Sch 4.1G

1The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules in COBS:

Section 138 (General rule-making power)

Section 139 (4) (Miscellaneous ancillary matters)

2Section 141 (Insurance business rules)

Section 145 (Financial promotion rules)

Section 147 (Control of information rules)

Section 149 (Evidential provisions)

Section 156 (General supplementary powers)

Section 238(5) (Restrictions on promotion)

COBS Sch 4.2G

The following powers in the Act have been exercised by the FSA to give the guidance in COBS:

Section 157(1) (Guidance)