Latest News, Updates and Changes
FPCOB 16.1 Arrangements for funeral plan continuity or customer reimbursement on firm failure
Publish Date: 5th November 2021
FPCOB 16.1 Arrangements for funeral plan continuity or customer reimbursement on firm failure
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funeral plan resolution rules
Publish Date: 5th November 2021
funeral plan resolution rules
141 the rules in FPCOB 16 .
FPCOB Sch 2 Notification and reporting requirements
Publish Date: 5th November 2021
FPCOB Sch 2 Notification and reporting requirements
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FPCOB 16.2 Funeral Plan Resolution Manual
Publish Date: 5th November 2021
FPCOB 16.2 Funeral Plan Resolution Manual
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funeral plan resolution manual
Publish Date: 5th November 2021
funeral plan resolution manual
141 the manual required by FPCOB 16.2.3 R.
FCA 2021/43: Compensation (London Capital & Finance Compensation Scheme) Instrument 2021
Publish Date: 3rd November 2021
FCA 2021/43: Compensation (London Capital & Finance Compensation Scheme) Instrument 2021
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FCA 2021/53: Claims Management Instrument 2021
Publish Date: 1st November 2021
FCA 2021/53: Claims Management Instrument 2021
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Financial resources for Securities and Futures Firms which are not MiFID Investment Firms or which are Exempt BIPRU Commodities Firms or Exempt IFPRU Commodities Firms
Publish Date: 29th October 2021
Financial resources for Securities and Futures Firms which are not MiFID Investment Firms or which are Exempt BIPRU Commodities Firms or Exempt IFPRU Commodities Firms
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FIN067 – CPMI – additional information
Publish Date: 27th October 2021
FIN067 – CPMI – additional information
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Guidance notes for the MIF008 remuneration report in SUP 16 Annex 51R
Publish Date: 27th October 2021
Guidance notes for the MIF008 remuneration report in SUP 16 Annex 51R
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FIN067 – Additional reporting for Collective Portfolio Management Investment firms (CPMIs)
Publish Date: 27th October 2021
FIN067 – Additional reporting for Collective Portfolio Management Investment firms (CPMIs)
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MIFIDPRU 9 Annex 1R Data items for MIFIDPRU 9 Annex 1R
Publish Date: 26th October 2021
MIFIDPRU 9 Annex 1R Data items for MIFIDPRU 9 Annex 1R
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COLL 15.10 Termination, suspension, and schemes of arrangement
Publish Date: 25th October 2021
COLL 15.10 Termination, suspension, and schemes of arrangement
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COLL 15 Annex 1 ACS Long-term asset funds: Eligible investors
Publish Date: 25th October 2021
COLL 15 Annex 1 ACS Long-term asset funds: Eligible investors
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COLL 15.5 Annual report and investor relations
Publish Date: 25th October 2021
COLL 15.5 Annual report and investor relations
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COLL 15.6 Investment and borrowing powers
Changes to this piece of Handbook content became effective this month.
Effective Date: 2nd April 2024
COLL 15.6 Investment and borrowing powers
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redemption determination
Publish Date: 25th October 2021
redemption determination
210 (in relation to a long-term asset fund ) has the meaning given in COLL 15.8.12R(1) (Dealing: redemption of units).
COLL 15.8 Valuation, pricing, dealing and income
Publish Date: 25th October 2021
COLL 15.8 Valuation, pricing, dealing and income
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